Compliance and Internal Control Manager
AL RAWABI DAIRY CO. LLC
Total years of experience :30 years, 6 Months
Develop and complete Risk Assessments, Audit Programs and Internal Control Questionnaires for the identification, analysis, and evaluation of financial, accounting and operating risks and controls in audits.
Develop an effective and efficient internal controls program which improves overall governance over financial reporting accuracy.
Perform independent audit fieldwork within budget and in accordance with Annual Internal Audit Plan and Internal Auditor’s standards as per the guidance of Internal Audit Manager.
Assist in conducting sensitive investigations of alleged financial improprieties, including fraud, reported through the management.
Supervises the testing work of Staff auditors, under the guidance of the Internal Audit Manager
Follow-up on findings and recommendations to ensure appropriate corrective actions are taken.
Develop and assist in implementing measures to enhance Internal Audit Department audit efficiency and office administration.
Prepares Audit Plan for all Plants/Warehouses and head office.
Prepares audit findings and thorough analysis of facts and data’s and make recommendation to the top management.
Audit of Daily Sales as to accurateness of amount, quantity and selling price.
Audit of Daily Cash and check Receipts/PDC warehousing and discounting of checks as to intactness against its deposit slip.
Conduct Orientation and regular trainings to stock inventory group in all plants/warehouses.
Conduct surprise cash count to all cashiers designated in all plants and warehouses.
Prepares management report for the recommendation of the improvement of the company systems and procedures.
Supervises Audit Staff.
Directly reporting to the president.
Responsible in preparation and analysis of monthly financial report.
Verifying and analysis of borrower’s financial information before approval of loan mortgages by the credit committee.
Checking of revolving funds replenishment report.
Checking of vouchers / disbursement book and daily collection report.
Analysis of loans receivables and schedule of delinquent accounts.
Supervises Credit Investigator and collection staff.
Directly reporting to the Comptroller.
Prepares audit plan to all branch outlet.
Conducts surprise count to all cashiers of branch outlet.
Audit of daily sales per outlet.
Audit of daily deposits per branch outlet as to intactness against its deposit slip.
Conduct final interview for cashier and stockman applicants.
Conduct Orientation to newly hired cashier and stockman.
Supervises all audit staff.
Assist walk in subscriber for all inquiries, received payments and issuance of official receipts.
Collate all collections from Business Center Cashiers.
Prepares collection report for the assigned branch.
Supervises Business Center cashier.
St. Sampaloc
Maintained Books of Accounts.
Prepares financial report.
Checking of petty cash replenishment, cash advances liquidation, and check vouchers.
Supervises all staff.