haroon syed

 Presently working as the AML- Compliance Officer of Global Exchange, Abu Dhabi.
 Carrying out the compliance function of the organization to ensure the day today functions are adhering to the UAE governmental regulations and law.
 Administration of compliance monitoring and compliance on-boarding functions including KYC and CDD.
 Conducting enhanced due diligence investigations in support of global standard policies, procedures and tools, aimed at meeting internal and external regulatory requirements.
 Conducting searches, gathering data and recording evidence from internal systems, the
 Internet, commercial databases and inquires with business or Compliance contacts within the organisation.
 Assist in identifying systemic procedural weaknesses and additional training requirements for the Institution.
 Good understanding on various compliance regulations policies and procedure such as Anti- Money laundering rules, Bank Secrecy and Fair Credit Act.
 Conduct researches and implement and manages the areas of finance regulations and law, financial policies and procedures, consumer protection and public interest.
 Good knowledge in Finance house activities handling and functioning in UAE.
 Practical and working knowledge in various financial institutional applications like World Check, WYNYARD, SYMEX, OFAC Analyzer etc.
 Obtain documentary proof of suspicious transactions and ensure effective record keeping of suspicious transaction identified and reported to the CBUAE.
 Extracting daily remittance report from company SYMEX and uploading the report to CBUAE server.
 Keeping the Board, senior management and the staff up to date on Money Laundering and Terrorism Financing risks specific to the reporting entity and changes and developments relating to AML & CTF.
 Responsible for completing local AML risk analysis on a regular basis or as required.
 Receive Internal Suspicious Transaction Reports (ISTR) from branches, investigate and report and filing of Suspicious Transaction Report (STR) to CBUAE, if required.
 To take reasonable steps to establish and maintain adequate arrangements for awareness and training of employees including supervising the training of agents and sub agents if any.
 Providing periodical training to the entire staffs of the organisation on AML KYC Compliance.
 Experienced in handling book keeping, maintaining ledgers, credit control, and account statements.

 Pre-screen & process of applications of cards & PIL as per credit policy criteria.
 Calculate average balances of personal & companies account statement for evaluation of their financial position.
 Co-ordinate internal policy and operational issues with the Credit Department.
 Great experience of phonic vigilance.
 Discussion with CIU on wrong return cases at pre-screening end.
 Proficient in using TCSS