marichu Datuon, Chief Compliance Officer

marichu Datuon

Chief Compliance Officer

GCC EXCHANGE

البلد
الإمارات العربية المتحدة - دبي
التعليم
دبلوم, Business Admin
الخبرة
16 سنة, 6 أشهر

مشاركة سيرتي الذاتية

حظر المستخدم


الخبرة العملية

مجموع سنوات الخبرة :16 سنة, 6 أشهر

Chief Compliance Officer في GCC EXCHANGE
  • الإمارات العربية المتحدة - دبي
  • أشغل هذه الوظيفة منذ أبريل 2017

*Prepares monthly and Bi-Annual Compliance Report to the Management.
*Screens, review and approve New customer onboarding and KYC Profile.
*Handles Correspondent banks AML queries.
*Lead the Compliance Department during Audit inspection of Central Bank of UAE and other Banks.
*Review, analyze and assess alerts - generated by the AML monitoring system.
*Assigned task and monitors daily duties of Alternate Compliance officer & AML assistant. *Review and analyze internal and external referrals for suspicious activity.
*Conduct special investigations and respond to request in Enhanced Due Diligence by Law enforecement agencies, Regulatories and Correspondent banks.
*Train, evaluate and motivate, key personnel on AML & CFT.
*Manage vendor relationships for compliance related systems in terms of quality of service, responsiveness, cost etc.
*Manage list of sanction and blacklist entities / individual in the customer data base of blacklist masters.
*Interprets international and domestic sanctions based on OFAC, EU, UN, HMT etc..
*Review and assess the Risk policy of the Exchange and the means to mitigate the risk..
*Handles and reports STR transactions. Responsible in submission of Reports as per Central Bank of UAE - Daily Remittance Report, ERF 20 & ERF 21, ERF 93 and ERF 94

Compliance Officer في GOODWILL EXCHANGE
  • الإمارات العربية المتحدة
  • أبريل 2015 إلى أبريل 2017

Test, review and update the efficiency of AML
Program
Audit and review large amount transactions.
Held trainings for all staff on AML & CFT.
Screened and reviewed transctions and AML alerts
Review and analyze AML Alerts
Handled Rules violations review.
Monitors and screened transactions.
Enhanced CDD and EDD reporting of the
Exchange.
Reviewed and revised AML Policy and Procedure.
Directly reports to the General Manager on any
AML issues.
Trained and update staffs on the latest notices and
regulations of Central Bank.
Conduct, review and analyze suspected
transactions. Escalate STR to CBUAE.
Handled AML inquiries by Correspondent Banks
and vendors.
Monitors blacklist master provided by
Correspondent banks, Law enforcement agencies
and CBUAE.
Screened and verify fraudulent documents such as
passport, visa and or Emirates ID.
Reviewed large amount transactions.
Manage budget and resources to prioritize system
developments and upgrades.

Compliance Officer في CASH EXPRESS EXCHANGE
  • الإمارات العربية المتحدة - دبي
  • أبريل 2010 إلى مارس 2015

Monitors and screened transactions. Enhanced CDD and EDD reporting of the Exchange. Reviewed and revised AML Policy and Procedure. Directly reports to the General Manager on any AML issues. Trained and update staffs on the latest notices and regulations of Central Bank. Conduct, review and analyze suspected transactions. Escalate STR to CBUAE. Handled AML inquiries by Correspondent Banks and vendors. Monitors blacklist master provided by Correspondent banks, Law enforcement agencies and CBUAE. Screened and verify fraudulent documents such as passport, visa and or Emirates ID. Reviewed large amount transactions. Manage budget and resources to prioritize system developments and upgrades.

Assistant في EMIRATES NBD
  • الإمارات العربية المتحدة - دبي
  • ديسمبر 2007 إلى ديسمبر 2009

Processed manual and computer generated LPO’s
for IT related request of IT infrastructure team.
Enhanced standard policy and procedure on the
advancement of invoice processing.
Handled safekeeping of legal contracts and
recruitment process of consultants.
Coordinated with Project managers and 3rd party
vendors related to invoices issues.
Log, investigate and resolved supplier’s invoices
under query.
Directly coordinates with Vendors and
Accounting Team on payment release upon job
completion.
Screen authenticity of work job orders of invoices
and bills.
Update Project Managers on their Capital
Expenditures in establishing new Branches and IT
related projects.
System Knowledge
* Thomson Reuters - World
Check
* OFAC Analyzer
* Eastnets - AML Swift
Screening
* Symex Online
* Symex Trax - AML
Solutions

Remittance Clerk في MIZUHO CORPORATION BANK
  • أبريل 2005 إلى سبتمبر 2005

Processed Outward and Inward remittance.
Processed Telex - Swift messages.
Handled collection and remittance of customs
duties.
Daily downloading of reports from Reuters for
dealing.
Booking and dealing of spot value or tom value
rates.
Handled file management.
Handled phone management and email
correspondence.

الخلفية التعليمية

دبلوم, Business Admin
  • في Polytechnic University of the Philippines
  • يناير 1999

الثانوية العامة أو ما يعادلها, Business Admin
  • في Holy Child Catholic School
  • يناير 1995

الثانوية العامة أو ما يعادلها, Business Admin
  • في T. Paez Integrated School
  • يناير 1991

–Graduate

Specialties & Skills

Management
Customer Service
Remittances
MICROSOFT EXCHANGE
REPORTS
ACCOUNTANCY
BUDGETING
CONTRACT MANAGEMENT
GENERAL MANAGEMENT
LAW ENFORCEMENT
MONITORS
RECRUITING

اللغات

الانجليزية
متمرّس

التدريب و الشهادات

CENTRAL BANK APPROVAL - COMPLIANCE OFFICER (الشهادة)
تاريخ الدورة:
October 2020
ACFCS -FINANCIAL CRIMES ESSENTIALS (الشهادة)
تاريخ الدورة:
January 2020
Foundations of Central Bank - IMF (الشهادة)
تاريخ الدورة:
May 2020
ACAMS - Modern Slavery and Human Trafficking (الشهادة)
تاريخ الدورة:
July 2020

الهوايات

  • Reading Anti Money Laundering Whitepapers and Research