Mohammed Al Yami, Compliance Assistant Manager

Mohammed Al Yami

Compliance Assistant Manager

Al Inma Tokyo Marine Co.

Location
Saudi Arabia - Dammam
Education
Bachelor's degree, Business Administration
Experience
16 years, 7 months

Share My Profile

Block User


Work Experience

Total years of experience :16 years, 7 months

Compliance Assistant Manager at Al Inma Tokyo Marine Co.
  • Saudi Arabia - Riyadh
  • My current job since November 2014

 Establishing, implementing, and maintaining compliance policies, procedures, and controls, and introducing them to employees.
 Conducting regulatory compliance reviews and compliance risk analyses.
 Monitoring regulatory developments and issuance of laws, regulations, and rules and taking actions to comply with them.
 Develops Compliance Department business plan, budget and resources while ensuring alignment with ATMC overall strategy and directions.
 Evaluating the adequacy and effectiveness of the compliance system of the Company on a regular basis, and verifying compliance with all applicable laws, regulations, and rules by all units and staff.
 Providing training to employees on compliance-related subjects, including, but not limited to compliance with laws and regulations, anti-money laundering, combating terrorism financing, anti-fraud, and other applicable regulatory and supervisory requirements.
 Designing ways to detect, investigate, and address any cases of non-compliance or violations and informing employees with respect to their obligations under applicable laws, regulations and internal procedures.
 Creates policy for customer identification and verification procedures including checking government lists.
 Preparation supervisory visit reports.
 Liaises with internal and external agencies (i.e. regulatory bodies and auditors) to enforce compliance with rules and regulations and to recommend good practices and acts as the contact person before the authorities (SAMA, CMA, etc).
 Renewal of operating license by liaising with departments to ensure effective and on-time reporting on compliance, ensure all licensing requirements are met (in conjunction with Legal Counsel and Chief Compliance Officer) and personally handling the license applications for SAMA.
 Download the company announcements on Tadawul site
 Follow regulations Corporate Governance
 Follow the Board annual report.
 Coordinator the general assembly meeting (AGM, EGM)

Compliance Manager (A) (Compliance, Governance & AML) at Al Ahlia Cooperative Insurance Company
  • Saudi Arabia - Riyadh
  • February 2014 to November 2014

• Ensuring that compliance is an integrated part in all the company's processes.
• Communicating with SAMA, CMA, CCHI and Ministry of trade to ensure that all their legal requirements are fulfilled on time. Raise Awareness within the company on compliance and AML policies procedures &know your customer, preparing all reports required by SAMA.
• Handling all the Board of Directors and the General Assembly Issues.
• Chairman of anti-financial crime committee.
• Training Courses for all the company’s employees on (Compliance, Fraud, and Money Laundry).

Customer Service Supervisor at MED GULF Insurance Company
  • Saudi Arabia - Riyadh
  • July 2012 to February 2014

* Customer focuses and develops the level of quality
* Follow-up (work and staff)
* Develop plans that make it easier to work with internal departments
* New customer care and meeting them after issuing the policy, Explains the procedures and laws, Explain how to communicate between us and him
* Solve the customer problems.
* Monthly visits to customers
* Write reports on the level of service.
* Training new employees on insurance systems and Rules of the Health Insurance Council
* To develop solutions that facilitates the work between the customer service department and memberships department
* Develop a method to deal with the medical claims department and how to follow-up
* Develop a method to deal with the General department and how to follow-up
* Meeting with department managers to develop problem-solving solutions on how to communicate with them
Achievements:
* created the training material for the section and is considered as a training guide for new staff
* Training material for how to work with membership’s dept.; in the company.
* Prepare more training materials that will benefit work.
And also I have the functions of the manager for Customer Service

Policy Admin Supervisor at SANAD Insurance Company
  • Saudi Arabia - Riyadh
  • August 2010 to June 2012

* Make sure the supporting documents according to the laws and the policy of the CCHI to issue the medical policy
* Data entry of customer information after approved the pricing from client
* Print the invoice and send it to customer service to the customer payment
* After the payment we shall finalize the issuance of the policy and print the cards and make sure to download the members to CCHI.
I am also receiving some tasks from membership Dept. to addition, deletion and correction, According to procedures and the policy of CCHI.
I am handle also some tasks from underwriting & Renewal Dept.
After one year I am got a promotion to “Policy Admin Supervisor “
The job description for “Policy Admin Supervisor “:
* General supervision of the new policies issued and renewed
* The signing of policies and completeness
* Follow-up policies control and archiving
* Follow-up department staff version
* General supervision of the Section
* Attend meetings in case there are problems with the system or any defect related to the department and develop solutions
And also
* Clarify the loss ratio of the policy
* Determine the new prices as prices of Reinsurer
* Showing the signing of the renewal and send it to Customer Service
* Follow-up policies to the renewal or not
* Communicate with customer service and negotiating on the prices
My achievements in the company:
* I trained the staff of Jeddah Branch for laws and regulations of membership & underwriting Dept. and CCHI
* Preparation of training material for the Medical Departments (Membership, Underwriting, Claims, approval, Network Provider, Call Center)
This training material directed to:
* New employees
* Marketing staff
* Call center staff
* Customer service staff in branches

Education

Bachelor's degree, Business Administration
  • at جامعة الملك فيصل
  • May 2019

الحصول على شهادة البكالريوس من جامعة الملك فيصل بمعدل ٣.٦٢ من ٥ في تخصص إدارة عامة مسار إدارة أعمال

Diploma, حاسب آلي
  • at معهد نيو هرايزون للتدريب
  • January 2010

شهادة دبلوم الرخصة الدولية لقيادة الحاسب الآلي

Specialties & Skills

Team Leadership
Board Certified
مهارات الإتصال
برنامج الإكسل
Cooperation
مهارة الإتصال الفعال
فن الإقناع
العمل تحت الضغط
قائد فريق
مهارة استخدام برامج الأوفيس

Languages

English
Expert
Arabic
Native Speaker

Training and Certifications

Certified Compliance Officer - CCO (Certificate)
Date Attended:
May 2014
Valid Until:
January 9999
IFCE (Certificate)
Date Attended:
January 2011
Valid Until:
January 9999

Hobbies

  • القراءة والتصفح
    تم إنشاء مكتبة مصغره منزليه تحتوي على أكثر من 200 كتاب