Compliance & AML Analyst
Al Ansari Exchange L.L.C– Head Office
مجموع سنوات الخبرة :11 years, 1 أشهر
• Analysis of transactions in compliance with Anti Money Laundering Law, U.A.E. Central Bank Regulations and FATF Recommendations.
• Surveillance reports / system for detecting unusual / suspicious transactions in accordance to the Compliance Policies.
• Due diligence, conducting surveillance.
• Preparing & Reporting STR's to the CBUAE
• Attending Correspondent Bank Inquiries- US/ European/ Asian Corridors
• Completing KYC/CDD/AML Questionnaires
• Conducting training programs and AML symposiums for front end branch staff.
• Conduct a good leadership in directing and managing the Compliance Team, related to many Day-To-Day tasks such as surveillance, CDDs, KYCs, KYCCs, EDDs, and finalizing the out coming reports.
• Analyze potential cases/threats extracted for different scenarios ( i.e. Sender remitting to multiple beneficiaries, Beneficiary receiving considerable huge amounts in short period of time) from Al Ansari products such as The Global Money Transfer (Cash Express), Instant Transfer & Telex Transfer products for the Asian Corridor (Inward and Outward transactions).
• Maintain a working knowledge of relevant issues, laws and regulations within the team-work.
• Monitor the compliance plan for periodic updates and necessary modifications in the plan when needed.
• Assist the Head of department in coordinating internal compliance issues and monitoring activities.
• Resolving urgent top priority compliance issues when arises (investigation and gathering information and taking appropriate action).
• Ensure compliance with national and international standards and legislation
• Liaison with the port authorities for berthing of the vessel and related liaison with safety, quantity surveyors and shipping agents.
• Keeping records of inspections, findings and produce reports that suggest improvements
• Understand the organization's plan and policies and compare them with the current work structure to judge the compliance levels
• Study the market environment to find out the ongoing trends and practices. Make certain the organization complies to the same to stay updated with current market standards.
• Coordinate during the external routine inspections of the organization's activities
• Managing customer accounts in terms of receivables, collection of documents (C-form, Form 63 etc.) etc
• Implementing service standards at re-sellers and ensuring conformance with company standards by continuous training
• Identifying potentially useful sources of information and interacting with them regularly for getting business leads - Contractors, Consultants, Equipment manufacturers, Industry trades, Web sites, News reports, PESO officials, Factories department officials, etc.
Received scholarship from Gov.t of India for scoring 82% in 12th A study on public holiday sale campaign at Big Bazaar Received Rajya Puraskar Scout Award.
Recieved 1st place in Marketing competition held at ICFAI college Business fest.
2008 Canara Pre University College Mangalore. (Karnataka state board) PUC 82.0%
2006 Kendriya Vidyalaya Mangalore. (CBSE) SSLC 68.0 %