Neha Dua

at PPPrrrooofffeeessssssiiiooonnnaaalll CCCooonnnssspppeeeccctttuuusss Global Finance & Capital Limited (GFCL)

• October 2011 to November 2011

Associate at Austrian Bank - European American Investment Bank AG with Dubai Financial Services

• United Arab Emirates
• October 2009 to October 2011

a Category 3 licensed bank in the Dubai International Financial
Centre, and is regulated by the Dubai Financial Service Authority and it deals in private banking,
corporate financial services, Asset management and Wealth management. Euram Bank Asia

at Global Finance & Capital Limited (GFCL)

• December 2007 to September 2009

, an investment banking firm registered in London and
regulated by Financial Conduct Authority (FSA), UK, it advices multinational and middle market
companies on strategic capital transactions with a special focus on dynamic sectors and emerging
markets. GFCL offers professional management services to the corporate clients. It has
completed a large number of fund-raising transactions in Asian Markets.
Job Responsibilities
• Responsible for fund raising projects for corporates including funding against assets/stocks;
• Responsible for infrastructure development projects with Government (UEMOA member
states) and other Corporate Clients on the Infrastructure development projects;
• Client KYC and due diligence for the fund-raising projects;
• Working on Offering Circulars/ Prospectuses in line with the relevant Stock Exchange’s
requirements;
• Liasing with the Client, Depository, Stock Exchange, local & English Counsel for the
successful closure of the fund-raising proposal;
• Successful closure for more than 20 fund raising proposals;
• Direct Reporting to Company Directors;
• Worked on a set up of a Joint Venture set up between Global Finance & Capital Ltd. and an

Executive at Bajaj Capital Limited

• India
• March 2006 to November 2007

one of the India’s largest investment advisory and financial planning
company, into financial services dealing into all kinds of financial instruments i.e. Mutual Funds,
Life Insurance, General Insurance, Fixed Income, Real Estate and Share Trading.
Job Responsibilities
• Handling reports on equity markets i.e. Daily Market Update, Weekly Market Update;
• Comparative analysis of different Mutual funds schemes;
• Preparing the return analysis for different schemes of Mutual Funds;
• Preparing research-based MIS;
• Preparing certain reports on the basis of requirements of our clients;
• Other Mutual Fund publications;
• Providing assistance to the advisory group with different reports like Investment Strategy,
Scheme Synopsis etc.;
• Presenting Weekly & monthly progress report to the management.
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