Head of Asset Management Operations
SNB Capital
Total years of experience :21 years, 5 Months
participating in company operation top management by leading day-to-day operations ( + 100 bln AUM ) toward service excellence and stockholder satisfaction. Includes:
Mutual funds daily operations & settlement including ( MM& FI, Stocks, Private Equity and real-estate).
Desecrations portfolio and structured products daily operations & settlement.
IPO’s floatation management and receiving entity projects.
Project management and IT business requirements along with UAT testing.
Ensure accuracy of daily financial and customer operations.
Liaison with external parties (custodians, administrators, auditors..etc).
MIS reporting.
Regulatory reporting.
Managing client’s complaints.
Support HNWI & institutional special requirements.
Periodical review and update of department P&P ensuring it is align with company and regulatory regulations with best practice and global standard.
Budgeting and managing department resources.
Staff KPI's and training.
participating in company operation top management by leading day-to-day operations ( over 25 bln AUM ) toward service excellence and stockholder satisfaction. Includes:
Mutual funds daily operations & settlement including ( MM& FI, Stocks and real-estate).
Desecrations portfolio and structured products daily operations & settlement.
IPO’s floatation management and receiving entity projects.
Project management and IT business requirements along with UAT testing.
Ensure accuracy of daily financial and customer operations.
Liaison with external parties (custodians, administrators, auditors..etc).
MIS reporting.
Regulatory reporting.
Managing client’s complaints.
Support HNWI & institutional special requirements.
Periodical review and update of department P&P ensuring it is align with company and regulatory regulations with best practice and global standard.
Budgeting and managing department resources.
Staff KPI's and training.
Leading company operations ( 20% of Saudi stock Market turnover and over 40 bln AUM ) toward service excellence and stockholder satisfaction. Includes:
Local stock market & margin lending daily operations & settlement.
International stock market daily operations & settlement.
Mutual funds daily operations & settlement including ( MM& FI, Stocks and real-estate).
Desecrations portfolio and structured products daily operations & settlement.
IPO’s floatation management and receiving entity projects.
Middle Office (client onboarding, client account maintenance, NAFITH getaway, statements, ad-hoc reports..etc) daily customer operations.
Project management and IT business requirements along with UAT testing.
Ensure accuracy of daily financial and customer operations.
Liaison with external parties (custodians, administrators, auditors..etc).
MIS reporting.
Regulatory reporting.
Managing client’s complaints.
Support HNWI & institutional special requirements.
Periodical review and update of department P&P ensuring it is align with company and regulatory regulations with best practice and global standard.
Budgeting and managing department resources.
Staff KPI's and training.
Managing day-to-day operations which includes:-
-Re-Valuation NAV ( MF's, DPM's).
-MF's administration / CRM ( Subscription, Redemption, allocation and inquires)
-Cash and issued units reconciliations.
-Settlement of scheduled deals
-Cash clearing & movement
-Calculate and settling (Income / Expanses) for MF's, DPM's & Company.
-Regulatory reporting.
-Financial reporting ( AUM's, Revenue, Turnover, PL )
-Financial Statement
-MIS reporting.
-Support all business lines needs.
-Ensure accuracy of all daily operations and it's strictly comply to regulations and procedures.
-Resolving client’s complaints.
-Support HNWI & institutional special requirements.
-Ensure all daily operations are according to company P&P and comply with regulation and global standard.
-Budgeting and managing department resources.
-Staff appraisals and training.
-Set staff KPI's.
-Managing day-to-day Custody/ Administration activities which includes:-
-Re-Valuation NAV ( MF's, DPM's).
-MF's administration / CRM ( Subscription, Redemption, allocation and inquires)
-Brokerage custody (local & International )
-Managing sub-custodian network for global markets
-Cash and issued units reconciliations.
-Cash clearing & movement
-Regulatory reporting.
-Financial reporting ( AUM's, Revenue, Turnover, PL )
-Financial Statement
-MIS reporting.
-Support all business lines needs.
-Ensure accuracy of all daily operations and it's strictly comply to regulations and procedures.
-Resolving client’s complaints.
-Support HNWI & institutional clients special requirements.
-Ensure all daily operations are according to company P&P and comply with regulation and global standard.
-Budgeting and managing department resources.
-Staff appraisals and training.
-Set staff KPI's.
Managing day-to-day operations which includes:-
-Re-Valuation NAV ( MF's, DPM's).
-MF's administration / CRM ( Subscription, Redemption, allocation and inquires)
-Cash and issued units reconciliations.
-Settlement of scheduled deals
-Calculate and settling (Income / Expanses) for MF's, DPM's & Company.
-Regulatory reporting.
-Financial reporting ( AUM's, Revenue, Turnover, PL )
-MIS reporting.
-Support all business lines needs.
-Ensure accuracy of all daily operations and it's strictly comply to regulations and procedures.
-Resolving client’s complaints.
-Support HNWI & institutional special requirements.
-Ensure all daily operations are according to company standard and the strategy plan.
-Budgeting and managing department resources.
-Staff appraisals and training.
-Set staff KPI's.
Working in AM operations unit leading 4 senior members with the following duties & responsibilities:-
•Supervising day-to-day operations includes:
-Re-Valuation NAV ( MF's, DPM's).
-MF's administration / CRM ( Subscription, Redemption, allocation and inquires)
-Cash and issued units reconciliations.
-Settlement of scheduled deals
-Monitoring, updating and implementing corporate actions.
-Calculate and settling (Income / Expanses) for MF's, DPM's & Company.
-Control communication process with support / parent bank branches.
-Regulatory reporting.
-Finance reporting ( AUM's, Revenue, Turnover, PL )
-MIS reporting.
-Support and provide all business lines needs.
-Ensure all daily operations is strictly comply to regulations and procedures.
-Managing client’s complaints.
-Support HNWI special requirements.
• Enhance and improve day-to-day operations.
• problem solving & decision making
• Review and update department policies and procedures.
• Detecting business gaps and work to resolves them.
• Products and services quality assurance.
• Evaluate products, services and systems performance in frequent basis.
• Leading my team to achieve the organization goals.
• Participate to crate motivated environment for the team.
• Set staff performance keys & objectives
• Managing staff performance and appraisals.
• Expanding staff knowledge and experience by casual training and on job training.
• Managing department plans and requirements.
• Budgeting and strategic planning.
• Preparing BCP "Business continuity plan"
• Developing current services to be more delightful to the clients.
• Developing the process flow to eliminate redundancies.
• Analyzing, Planning and Implementing new products and services.
• Coordinate and manage out sourcing services.
• Preparing Business requirement specifications for new product and service.
• Prepare and execute SIT / UAT testing of new projects.
• Re-engineering systems process flow to improve performance.
• Enhancing ADC "alternative distribution channel" services.
• Achieve satisfactory level in periodical auditing ( internal, external, regulatory and Sharia)
• Participate preparing FS of MF's and company.
Efforts and Achievements:
• Re-engineering commission deducting in order to increase the revenue.
• Re-valuate expenses and reduce cost.
• Re-engineering core system and E-Trade applications..
• Tadawul new gen Phase 1 - Saxess
• Tadawul TILA implementing.
• Tadawul New Tick size.
• Tadawul new gen phase 2 - CSD
• Tadawul Fixed Income.
• Mubasher services Integration.
• Migrating end to end Mubashr system.
• IVR system.
• SITC IPO project managing .
• MF financial statements.
• Clients Money rules.
Job Title Brokers Supervisor Organization Samba
From: Auguest 2003 - October 2005 Duration: 2 Year
City: Riyadh Country: KSA
-Managing over 20 Brokers.
-Improve Brokers performance.
-Proposed a new methods and channels to increase brokerage turnover.
-Increase brokerage serves level.
-Evaluate customers handling.
-Proposed a full communication formats to be used as a standard for clients requirements and feedback.
- Lead my team to achieve company objectives and goals.
- Ensure smooth process flow.
- Ensure close relationship with customers.
- Daley, Monthly and annual report.
Bacholr of since in Business Administration
3Years - Diploma degree in Computer Programming