first vice president
Citi - India
Total years of experience :17 years, 5 Months
Legal Department
• Managing a team of 10 Lawyers
• Training new joiners and team members on the day-to-day activities
• Day-to-day responsibilities include: (a) reviewing and drafting Pricing Supplements/Final Terms; (b) reviewing Pricing Supplements/Final Terms prepared by external legal advisers; (c) providing legal sign off on automated Pricing Supplements/Final Terms; (d) advising internal colleagues on legal documentation and procedures;
• Negotiating and finalizing distribution agreements, confidentiality agreement and other ad hoc agreements;
• Maintaining and updating of programme documentation including Offering Circular, Base Prospectus and Supplements;
• Maintaining and updating legal procedures and precedents.
• Sharing legal knowledge and know-how within the team, participating in in-house training to the business and other functions and to other team members;
• Building and maintaining constructive working relationships with law firms in the Asia-Pacific and EMEA jurisdictions.
• Assist external attorneys with routine operative needs in conjunction with Citi’s applications and legal issues
• Manage and maintain the document file area according to document preservation and retention laws
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.
• Working in parallel with Master Agreement negotiators and lawyers to interpret and upload terms of industry Master Agreements, including International Swaps and Derivatives Agreement and Credit Support Annexes, repurchase agreements like GMRA (Global Master Repurchase Agreements and MRA (Master Repurchase Agreement), Securities Lending agreements and cleared derivatives execution agreements for the EMEA and Americas businesses;
• Providing assistance to the parties involved in the execution process of the Give-up Agreements;
• Handling general queries from various internal teams such as collateral management team, derivatives margin team and risk management team;
• Providing impact analysis on account of the counterparties being downgraded/upgraded by the rating agencies such as S&P, Moody’s and Fitch;
• Engaged in generating and distributing reports to stakeholders, periodically and on an ad-hoc basis with relevant details of under negotiation / executed master agreements;
• Actively participates in the adhoc Projects for the Documentation team; and Working with DataLegal technology team on DataLegal enhancements.
Investment Banking
Equity Drafting Group April 2012 till date
1. Ability to support the regional MO's including NA, EMEA and ASIA and becoming an expert on the Credit Derivative product suite and associated reports and reconciliations
2. Daily Intra Day DTCC reconciliation
3. Daily production of Distressed Names MIS for the front office
4. Daily reconciliation of the DTCC Orphans report
5. Weekly production of the Deal Review for senior management reporting.
6. Monthly production of Brokerage Fee MIS as well as the calculation for broker fee penalties
Business Analyst CCS Tech Fraud June 2011 till March 2012
1. Gathering the business/user requirements through interaction and research
2. Worked as a liaison between business and technology teams (Developers and Quality Assurance)
3. Prepared Functional design documents and process flows
4. Participate in technical design sessions, working with technical resources, to provide insight during solution development
5. Conducted Overview Sessions for Technology teams to act as single point of business contact
6. Preparing an estimate of cost and effort involved completing the project
7. Comprehensive project management of new business application initiatives, performing requirements gathering, development effort estimates, resource management, gap analysis, implementation configuration, scope control, testing, training and end-user support, according to project methodology
8. Worked on Applications like HP Quality Center, Oracle SQL, Microsoft Visio to assist in updating Functional Specification Documents
Risk Review Analyst April 2010 June 2012
1. Working as a financial advisor with jpmc one of the major leading captive bpo industry
2. Worked as a Fraud Review Analyst
3. Worked with Card Members to detect and prevent current and/or potential Risk/Fraud on their accounts.
4. Worked with merchants who call to check if orders that were placed were placed for the right Card member
Card Activation Executive Aug 2007 till April 2010
1. Ensuring C-sat level is met by giving 100% resolutions to the customer.
2. Ensuring quality parameters like Adherence, AHT, D- Time and Customer Engagements are strictly adhered by the team.
3. Working to achieve optimum sales target.
4. Working with different advisors to ensure the development
5. Inclitination to Sales and dedication towards Client's target
6. Helping with preparing reports for the team as to improve performance of the team
Responsibilities: • Advisor for an inbound UK based Internet Company (Orange UK)
31. Worked for 1 year and 3 months
• Ensuring Customers are connected back to the internet giving semi technical help.
• Working in conjunction with team to achieve Quality levels
• Ensuring quality parameters are strictly adhered by the team.
• Answering Back to Back calls of customers who need help getting back on the internet
• Escalating issues/problems to relevant authority for faster processing
ACHIEVEMENTS
Won the STAR award for the best call nominated
Completed my B.L.S LLB from Balasaheb Apte college of Law
Bachelor of Arts Mumbai University University of Mumbai Kalina 2009
XII Arts Meghalaya Board Of Secondary Education St. Edmund's College Shillong 2005
ICSE Dehli Board St. Mary's High School 2003 Computer Literacy