Chief Compliance,AML and Risk - Secretary of the Board of Directors and the Nomination and Rem
Saudi company in Financial Services
Total des années d'expérience :18 years, 9 Mois
- Obtaining all relevant compliance Laws, regulations and instructions (and all amendments thereof and rules issued thereafter) related to the company’s operations and activities and coordination between CMA and the company.
- Preparing comprehensive compliance policies and procedures that include all Laws, regulations, instructions and practices applied to the company’s activities subject to the approval of the board of directors.
- Conducting an annual review to verify all guidelines in the policy manuals and procedures applied in the company to ensure their conformity with all regulations and instructions and they are complied with.
- Updating policies and measures periodically to ensure the company’s compliance with the latest regulations and instructions related to all operations and activities of the company and Informing all company personnel.
- Preparing a comprehensive plan to examine and ensure that all written policies and procedures approved in the company are consistent with, and conform to, all applicable CMA regulations.
- Ensure that all approved policies and written procedures in the company are consistent with, and conforming to all requirements of the compliance program prepared and submit proposals on the changes necessary accordance with the Compliance Manual.
- Designing and setting a system for preparing internal reports of compliance monitoring and self-assessment of non-compliance risks and submit compliance reports to the senior management.
- Supervise AML transaction monitoring activity, develop and improve processes, resolve special cases, oversee and participate in audits, participate in investigations and regulatory reports when suspicious activity is detected, develop, provide and ensure training annually to all relevant staff.