Assistant Manager - Compliance
Riyad Bank
Total years of experience :5 years, 6 Months
Responsible for monitoring and assuring that the bank is compliant with applicable rules and regulations to eliminate risks associated with noncompliance such as: regulatory, financial and reputational risks and raising related reports.
• Actively involved in Risk Consulting & conducting Internal Audits for the following functions of Capital Market clients:
1) Asset Management.
2) Investment Banking.
3) Direct Investments.
4) Wealth Management.
5) Alternate Investment Funds.
6) Operations.
7) Sales.
8) Customer service.
9) Compliance.
10) AML.
11) Governance.
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