Ankita Mishra

Worked for Transfer Agency department - USA Registration team for Private Equity and Hedge funds.
Managed Investor On-boarding for various investor types - Individuals, Corporates, Trusts, LLC, LLP, Partnership,
Private company, Investment Funds, Listed entities, Regulated entities, Foundation, Pension scheme, Financial
Institutions.etc. (KYC review, Source of funds, Risk Assessment etc.) - adhering to the Jurisdictional Requirements
and Organisational policies.
Performing AML & KYC checks, verifying documents to ensure the investor is compliant before any capital activity.
(Subscription, Redemption, Transfers).
Conducting Enhanced Due Diligence & periodic reviews on the investors according to their Risk categorisation.
Refreshing the documents for existing Investors to keep the records up to date.
In-depth World check, Sanctions, politically exposed persons (PEP) screening & adverse media check.
Monitor overnight screening hits on Mantra and World-check and liaising with compliance officer on monthly
reports for High risk and PEP investors.
Escalate discrepancy, material alerts and suspicious activities to the compliance team.
Working closely with offshore & compliance team to mitigate the risk of the Clients and Assessing & keeping
records of trigger events & validating the Client’s profile accordingly.
Verification of “Source of funds” and “Source of Wealth” information.