Anthony Prabhakaran

Executed control testing for fronttoback markets processes, ensuring
compliance with risk management frameworks,
internal policies, and regulatory standards.
• Performed control design assessment (CDA) and monitoring design
assessment (MDA) to evaluate control adequacy,
risk coverage, and compliance effectiveness.
• Conducted Operational Effectiveness Testing (OET) and Operational
Effectiveness Monitoring (OEM), utilizing sample
based testing to validate control effectiveness and identify gaps.
• Identified and documented control deficiencies; collaborated with Operations,
Risk, and Compliance teams to remediate
issues, implement enhancements, and monitor risk mitigation actions.
• Partnered with stakeholders and participated in client calls to gather business
requirements, assess the markets control
environment, and align risk controls with operational objectives.
• Leveraged Al tools and automation solutions to enhance control assessments,
streamline documentation a

As an Operations Specialist, I have gained extensive experience in managing
financial processes, optimizing workflows,
and ensuring compliance with accounting standards.
• My role involves overseeing various aspects of financial operations,
collaborating with cross functional teams, and
contributing to the efficient functioning of the finance department.
Train team members with the process flow guide, and drive them to achieve
organizational goals.
Coordinate daytoday financial operations, including accounts payable,
accounts receivable, and general ledger
activities.

• In my role as a Fraud Operations Specialist, I have amassed valuable
experience in preventing, detecting, and mitigating
fraudulent activities within various operational frameworks.
• My responsibilities encompassed the development and implementation of
strategies to safeguard against fraud, as well
as collaborating with crossfunctional teams to enhance security measures.
• Utilize advanced tools and technologies to monitor and detect potentially
fraudulent activities.
• Conducted thorough investigations into suspected fraudulent transactions or
activities.
• Analyze patterns and trends to identify potential risks and vulnerabilities.

• Have handson experience in conducting thorough background checks on
clients to verify identity, assess risk, and \r
ensure compliance with AML, KYC regulations.\r
• Analyze and document customer profiles, maintaining an uptodate
understanding of their business activities.\r
• Work closely with various departments, including legal, compliance, and
finance, to enhance AML, KYC processes.\r
• Prepared the AML Risk Matrix and checked lists for account opening to flag
risky behavior and avoid losing sight\r
of customer preferences.\r
• Performed detailed client identity verification through extensive background
checks, enhancing risk management\r
processes.