Assistant Manager Operations
Bnp Paribas
Total years of experience :10 years, 8 Months
Oversee client onboarding and due diligence processes, including periodic refreshes, in collaboration with relationship management. Ensure compliance with firm's KYC requirements, encompassing various due diligence levels such as Customer Identification Program (CIP), Minimum Due Diligence (MDD), Enhanced Due Diligence (EDD), and others.
Client Onboarding - • Conduct thorough reviews of KYC records, identifying and addressing any disparities, while liaising with middle office and other relevant teams to meet project timelines. Manage sanctions, Politically Exposed Persons (PEPs), and negative media screenings according to established policies.
• Conducted KYC duties for multinational entities across Asia, Europe, and the USA, adeptly addressing ad-hoc requests promptly to assist onshore team members.
• Fostered collaboration with colleagues in India and the UK to exchange processing insights and AML expertise, thereby optimizing AML investigation processes. Aligned with department objectives, worked with management to set and achieve annual development goals.
Conducted Client List Screening and meticulously documented relevant data, including alerting activity, account details, and transactional information.
Analyzed gathered data against AML, TF, and other red flags, determining escalation or closure recommendations in compliance with regulatory standards.
Received AAC and Dry Mix orders from dealers and retail customers, ensuring accurate processing and documentation.
Organized dispatch schedules and coordinated timely shipments of AAC blocks from the plant. Conducted follow-ups with transporters and managed customer relationships, including addressing outstanding payments.
MBA in Marketing and HR
Bachelors Degree in Microbiology