Aswathi P N

• Executed end-to-end external audit engagements (Planning, fieldwork, and reporting) for a US-based investment
management entity with ~USD 2.26 trillion AUM, in compliance with US GAAP and PCAOB standards
• Performed risk assessment, materiality determination, substantive and analytical audit procedures across key
financial areas
• Completed 25+ financial statement tie-outs, cross-referencing, reconciliations, and variance analysis ensuring
internal consistency and reporting accuracy
• Evaluated internal controls and reviewed SOC 1 service auditor reports to assess control effectiveness (ICFR)
• Collaborated with onshore US audit teams to plan and execute audits within strict deadlines
• Automated audit processes using Alteryx and GenAI tools, reducing audit cycle time by ~10%
• Prepared high-quality audit documentation, including lead schedules and working papers supporting audit
conclusions

Led statutory and tax audits for 20+ listed, public and private entities across manufacturing, retail, construction, finance, banking and service sectors. Managed multiple client engagements, ensuring 100% on-time delivery across reporting cycles.

Led 5+ internal audit assignments including control testing, documentation, and reporting.Supervised audit teams of 5+ members across multiple engagements, ensuring timely and compliant delivery.Managed end-to-end financial accounting, including general ledger, accruals, provisions, and month-end/year end closing using ERP systems and customized accounting software.

• Led statutory and tax audits for 20+ listed, public and private entities across manufacturing, retail, construction,
banking, and financial services
• Participated in audit planning, identifying risks and defining audit strategies
• Finalized IFRS/Ind AS compliant financial statements including Balance Sheet, Statement of Profit & Loss, Cash
Flow, and disclosures
• Ensured compliance with regulatory frameworks including Schedule III and CARO
• Managed multiple concurrent audit engagements, achieving 100% on-time delivery across reporting cycles
• Identified financial and operational risks and recommended corrective actions
• Handled tax and regulatory compliance for 50+ corporate and individual clients (Income Tax, TDS, ROC, VAT and
GST filings)