Specialist
SHUAA CAPITAL
Total years of experience :15 years, 3 Months
SHUAA Capital
Main Responsibilities -
Managing the entire Fixed Income / FX MM tasks with the least supervision
Supporting Asset Management team in NAV validation
Payment Validation and approval in Swift and Banking systems
Achievements-
Implemented best risk practices where and when it's required—Example; Started new process
for fail trade management by reporting to risk and trading desk which brought more control on
fail trades thereby helped to reduce fail trade interest claims
Prepared draft plan and started of new process of Buy-In along with support of Risk department
Implemented better record management methods for daily settlement activities which in turn
help to easily identify the history of trades during annual internal and external auditing
Actively involve in any process change requirements and system change UAT
Assists manager in audit record preparations for both internal and external audit meetings.
FAB - First Abudhabi Bank ( Early National Bank of Abudhabi) UAE
Duration - April 2015 to present
Designation - Associate - ALM Treasury & Investment Operations
• Closely supporting ALM Treasury desk on Fixed income, Equities, Money markets, Collaterals and Repo trade booking
• Daily P&L account keeping and cash reporting to trading desk and custodian
• Prepare daily reports for REPO trade desk to evaluate daily liquidity and security position requirements
• Perform full cycle activities related to Bank’s Bond/EMTN and short term ECP issuance for liquidity
• Client portfolio and position book keeping of the securities positions
• Intraday cashflow forecasting for security trading
• Daily custodian account’s cash balance sheet maintenance
• Daily MTM valuation on collaterals positions and making Margin calls appropriately
• Corporate actions and coupon claims activities on the Bonds and Equities holdings
• MTN issuance payments and interest payments to the brokers using SWIFT alliance
• Liaison with counterparties on confirmations, settlements and trade discrepancies
• Monitor and control all income outflows and inflows on day to day basis and reporting the same to Nostro management.
• Brokerages charges calculations, reporting and monthly statement generation
• Daily Claims report preparation and arranging calls with counterparties.
Treasury Middle Office - Securities and FXMM
BNP Paribas Global Securities Services (Brussels and Chennai)
Duration - July 2012 to Mar 2015
Designation - Senior Associate
• Assisting BNP IP Trader’s located in Paris, London and North America in trade booking and matching the fixed income and equity products trades
• Ensuring efficient error free processing of transactions with strict compliance to policies and within the agreed SLAs.
• Liaise with the Accounting and Billing Departments to ensure the NAV reporting’s are accurate and in time
• Ensuring the timely settlement of FX trades
• Assisting Back office team in Brussels, in case of issues in settlement disputes
• Support trader’s in booking trades using Order Management Systems
• Closely monitoring the trade bookings and executing the trade matching through Central Trade Manager (CTM) system by Omgeo
• Daily reconciliation of trade bookings and trade matching
• Liaise with IPA banks in the event of issues of CD and CP’s
• Liaise with fund managers in fund allocation, up on the requisite of client.
• Liaise with Euroclear Bank Luxembourg at the time of own issuance of MTN, CD, CP
to create new ISIN codes
• Consistent liaison with various BNP support teams located in London, Lisbon, Paris and Brussels for resolving capture/static issues on trades
• Preparation and maintenance of Daily and Monthly MIS for the activities handled in team.
Treasury Operations - Asset & Liability Management team
The Royal Bank of Scotland Group PLC - Business Services Chennai, India.
Duration - Feb 2009 to July 2012 ( 3 years 5 months)
Designation - ALM back office Analyst
• Handling various FI products like (Bonds, Commercial Paper, Certificate of Deposits and Repo trade and Collaterals) trade capture & settlements, transmitting of instructions.
• Settlement of trades based on the various market (Euroclear, Clearstream & Domestic)
• Making agreement with clients for full pair off / partial pair off the trades if necessary.
• Initiating position transfer of funds with in internal accounts, in case of short of position.
• Daily Firm wise position reporting to National Bank of Belgium, on Belgium Bonds.
• Daily liaison with interbank clients and interaction with various trading desks & custodian to investigate any failed trades and discrepancies relating to trade
Certification in international Treasury operations which includes entire Treasury products - FXMM, Capital markets, Equities, Bonds, Asset Liability Management, Compliance and code of conduct
• MBE (International Banking and Business Economics) from Cochin University of Science & Technology, India- CGPA 7.4
• Bachelor of Commerce degree from S.N College Nattika affiliated to University of Calicut, India - 73% marks Strength: Excellent team player, Ability to Prioritize, Quick learner, highly self motivated and determined towards goals, strong business rapport with all stakeholders which helps to resolve the issues with ease, flexible and easily adoptable with changes Weakness: Knowledge in French
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