Audit Senior
PKF UAE
مجموع سنوات الخبرة :4 years, 11 أشهر
Responsible for execution of Internal Audit of Kuwait & Dubai OPCO of EFS Facilities Services Group (a regional
leader in delivering integrated facilities management services over 21 countries across the Middle East, Africa, South Asia & Turkey).
Independently perform an internal audit of various functions of Wall Street Exchange (A reputed company deals on Foreign Exchange & Money Transfer services complying with the provisions and guidelines of Central Bank of the United Arab Emirates).
Well versed with compliances of DFSA (Dubai Financial Services Authority) and DIFC (Dubai International Financial Center) and conduct Internal Audit of various entities registered and functioning at DIFC.
Independently conduct an audit of Anti Money Laundering and Combating the Financing of Terrorism (AML/CFT).
Conduct internal Audit of Financial Intermediary offering a wide range of financial services and products related to India and US markets.
Effective members of Forensic Audit and carried out a majority of data analysis and identified additional fraudulent transactions of USD 3 million.
Execute and conclude various store visits of Exchange House to surprise check the internal controls and compliances are adequately followed at stores.
Maintaining a healthy relationship with Clients
Career Highlights:
Promotes as an Assistant Manager and got opportunity to lead team within a year of joining with Aneja Associates.
Got opportunity to work on various sector - Manufacturing, Network & Telecommunications & Chemical Industries.
Independently execute and supervise internal audit of various plants of Ultratech Cement Limited (13 Integrated units, Grinding Units, Bulk Terminals & Ready Mix Concrete).
Conduct GAP analysis on process of newly acquired units and suggest the client important control to be implemented immediately to mitigate the major gaps (5 newly acquired units).
Prepare the audit plan, execute & supervise the teams and complete the depot audits of Ultratech Cement Limited (more than 50 depots across the PAN India).
Independently execute, manage and conduct Internal Audit of Nelco Limited (A Tata Enterprise; a leading VSAT service provider).
Execute the Internal Audit of various functions of SI Group India Private Limited (A leading global developers & manufacturer of Chemical Intermediates).
Execute and manage various special assignment to find the possible gaps in process and suggest appropriate internal control to the mitigate the same.
Assist Team Leader (TL) for the preparation of Internal Audit Plan, Audit Programme, Risk control Matrix (RCM) and Audit Checklists.
Assist Team Leader (TL) for preparation of Audit Committee Reports (ACM) and finalisation of audit report.
Monitored daily activity of team members at sites to ensure the quality execution and timely completion of assignment in consultation with Team Leaders (Audit Execution of 95% of assignments are completed by our team
as per Audit Plan).
Highlighted various observations related to indications to frauds (red flags), possible cost saving, system automations, best practices etc. which are highly appreciated and implemented by clients.
Manage, review and guide the team members (3-5 members) for timely and effective completion of audit.
Provide training to new joining team members for effective integration with the organisation.
Effectively discussed and communicate the observations highlighted in Audit report with Senior Managements, Head of Departments, Plant Head, CFO and CEO with or without presence of Team Leaders
Review of Audit reports prepared by team members before sending to Team Leaders for final issue to clients.
Awarded and appreciated for best reports and for due diligence to me as well as my team members.
Worked as an Assistant Manager - Audit & Compliance & do manage & conduct internal audit, discuss audit observations with client & signing partner and after finalization prepare audit report of various clients including manufacturing, Trading & financials service sectors. Also provide other various consultancy services on financial matters as per requirement.