Chintan Dholakia

Senior Manager à Protiviti

• Émirats Arabes Unis
• Je travaille ici depuis janvier 2013

Banking and Financial Services (BFSI) domain - Key
Responsibilities include:
 Business Development and client relationship management
 Project Management: Risk Management review / implementation for Banks, COSO based
Internal control review exercise, Internal Audit assignments, Regulatory Compliance and AML
assignment, Financial Accounting, Capital Market Inspections framework development and
implementation, and high impact strategic consulting projects with Financial Institutions (Banks,
Stock Exchange and Regulators)
 Conducting training assignments on Risk Management, Internal Audit and Regulatory
Compliance with extremely positive feedback

Assistant Vice President à Deutsche Bank

• Émirats Arabes Unis
• avril 2012 à décembre 2012

Operational Risk and Control - Key
Responsibilities include:
 Leading Operational Risk Management activities like Control Risk Self-Assessment, SOX Testing /
Certification, Process Review, Key Risk Indicators, Loss Data Maintenance etc. for Credit
Derivatives products
Chintan Dholakia
Mobile: +965 96616754; Email: chintan78@gmail.com

Manager à KPMG

• Émirats Arabes Unis
• août 2011 à avril 2012

Governance, Risk and Compliance Practice - Key
Responsibilities include:
 Business Development and project management
 Leading Risk, Compliance and Internal Audit engagements

Manager à Morgan Stanley

• Émirats Arabes Unis
• septembre 2006 à mars 2011

• janvier 2006 à janvier 2009

Institutionalizing Operational Risk and Control Framework for all APAC offices for Listed
Derivatives business
 Implementing and testing systems and processes for listed derivatives clearing, settlement and
risk management
 Coordinate internal audit and compliance audit representing the front line functions

Assistant Manager à ABN Amro Securities

• avril 2006 à septembre 2006

Risk Management - Key
Responsibilities include:
 Implementing Risk Management framework for the retail broking business

Senior Executive Officer à National Stock Exchange

• décembre 2003 à avril 2006

Clearing, Settlement and
Risk Management- Key Responsibilities include:
 Computation of limits and margins on futures and options, online real-time position limit
management, reconciliations, implementing market wide limits, trading member limits, stress
testing of Clearing Members; executing various corporate actions, implementing regulatory
directives across the listed derivatives markets and suggesting and testing system
enhancements