Finance Trainer
CAPITAL EDUCATION
Total des années d'expérience :11 years, 1 Mois
Assist planning of internal audit assignments.
• Prepare and compile audit program.
• Conduct meetings with the client to obtain business understanding, standard operating
procedures and controls.
• Execute audit as per the internal audit program.
• Review audit observations with the engagement manager
• Obtain consensus of the management on the audit observations.
2 of 3
• Prepare audit report and obtain sign off from the management of the client.
Internal Audit \[Bank, Asset Management Company, Holding Company\]
Risk based internal audits covering fund management, portfolio management, financial control,
compliance and risk management functions.
Internal Control Reviews \[Bank\]
Planned and executed internal control reviews.
Risk Management \[Petrochemical and Technology Companies\]
Reviewed and updated risk management framework based on COSO framework involving
analysis of the existing as-is processes, identifying business risks, and identifying gaps in
existing controls and recommend process improvements to mitigate risk.
Corporate Governance Review \[Bank\]
Developed corporate governance guidelines, performed gap assessment of corporate
governance framework with the regulatory requirement and industry best practice and assisted
in the implementation of guidelines.
Develop and update procedures manuals and internal control registers \[Bank\]
Provided assistance to banks for migrating from one core banking system to another by aligning
the existing procedures manual with the new system’s functionalities; developed internal
control registers based on the new system.
Statutory audit in high risk environment following a major financial fraud.
• Performed audit procedures like control testing, walkthroughs, substantive testing and
analytical reviews on areas handled during the course of audit, namely:
- Revenue and receivables
-
3 years training in an audit firm as part of Chartered Accountancy course\]
• Performed statutory audits, tax audits, physical verification, filing of tax returns etc. during
the tenure.
courses: Chartered Accountant Institute of Chartered Accountants of India Certified Management Accountant
course.