عماد محمود أحمد

Senior AML&CFT Officer في NBK

• الكويت
• أشغل هذه الوظيفة منذ أبريل 2017

AML officer في NBK - Kuwait

• الكويت - الكويت
• يوليو 2014 إلى مارس 2017

AML&CFT- Compliance Supervisor في Union Securities Brokerage

• الكويت - الكويت
• يناير 2012 إلى يونيو 2014

 Development and dissemination of AML &CFT policies to combat on all departments of the company.
 Ensure that departments are applied AML & CFT polices.
 Monitor the department implementation of customer due diligence
 Update the AML & CFT policies with in any new laws or instructions that may be issued by the Central Bank of Kuwait or the Capital Markets Authority.
 Ensure that we get the customer information regarding his
 Ensure that staff makes sure the company and client fulfillment of all obligations under the rules and regulations of the law against AML&CFT.
 Report the Capital Markets Authority and Central Bank of Kuwait of the suspicions AML
 Training employees on ways to combat money laundering.
 Prepare a periodic report on the activity of reporting on the operations of money laundering.
 Preparation of reports and correspondence as needed to control bodies and the bodies responsible for law enforcement.
 Development and dissemination of policy commitment at all departments of the company.
 Ensure the application of all relevant departments of the policy set for the commitment.
 Commitment to continuously update the policy to any laws or decisions issued by the regulatory authorities.
 Develop appropriate procedures to monitor staff personal dealings in securities in order to ensure compliance with the Law Capital Markets Authority and its executive regulations of the Central Bank of Kuwait and Chamber of Commerce and Industry.
 Monitor the implementation of the relevant departments for any requirements requested by the regulatory authorities from time to time.
 Inform senior management immediately in the event of any failure to adhere to (such as situations that may result in regulatory sanctions, legal, or considerable material damage or loss of reputation).
 Save strong the relationship with regulators

Accountant في Union Securities Brokerage

• الكويت - الكويت
• مايو 2009 إلى ديسمبر 2011

 Prepare, record and posting journal entries
 Prepare Trail Balance
 Prepare leave and indemnity for employee
 Computerize accounting by using MS Dynamics Axapta
 Preparing Salaries & transfer to banks account
 Managerial reporting
 Prepare Balance Sheet Monthly ( Arabic/English )
 Back office for USA Stock Exchange
 Using NETX360 program to follow up customer who trade on USA
 Well Known Internal Audit policy
 Financial Reports
 Managing IPO for USBC customer
 Open account for international trade
 Daily review customer account
 Manage cash transactions by deposit and credit money.
 Manage stock transactions.
 Manage client’s
 Explain all types of accounts to the client’s.
 Follow-up client’s portfolio.
 Explain statement account and commissions for the client’s.
 Follow-up cash transfer from banks account to KCC account and vice.
 Register new clients and ensure that all documents available.
 Give the clients the necessary training in using the Online Trading System.
 Make buy/sell order for the clients
 Client’s follow-up, solve their problems, and report these problems.
 Upload daily and weekly online trading files on the accounting system and on the online trading system.
 Control of circulation of the online trading system services to ensure the quality of the services.
 Inside/Outside the company customer services
 Online trading system marketing.
 Follow-up the internet lines to connect it to the communications companies.
 Settlements (shares, cash).
 Controlling Admin website, Accu Trade Admin program and Trade closet program.