Compliance Analyst
CERTSCOPE - BARCLAYS BANK
Total years of experience :1 years, 11 Months
• Conduct reviews of sanctions watch list alerts generated by the automated
transaction filtering and client screening systems, manual reports, or
internal referrals. Document investigation steps performed and documented the rationale for decisions.
• Experience in using external systems like World Check, and Dow Jones.
• Handle various compliance programs, including third-party due diligence
review, name screening, and PEP, and PEP check on vendors and service
providers.
• Perform transaction Monitoring on various types of scenarios
▪ Escalate potential sanctions issues or suspicious activity to the senior analyst
• Review and investigate PEP screening alerts utilizing the client screening
system, internal Customer Due Diligence systems, and third-party sources.
• Ownership structure, geographical location, industry sector, and other
relevant information, and assign risk ratings to determine the level of
ongoing monitoring and due diligence required.
• Identify and analyze alerts generated by the screening system to identify
politically related individuals, entities involved in financial crime, as well as
sanctioned or terrorism-related entities.
DISTINGTION HOLDER