Compliance Director
Kamco Invest
مجموع سنوات الخبرة :29 years, 3 أشهر
• Establishing a compliance Department and developing compliance programs.
• Keeping the Board of Directors and senior management informed on an ongoing basis of the quality of compliance in the Bank.
• Managing the compliance function for the group (16 countries)
• Ensuring compliance with continuing obligations of the Markets where Global is listed (London, Dubai Financial Market, Bahrain Stock Market and Kuwait Stock Market).
• Providing compliance guidance to business management in the development of business strategies, planning, goal setting and day-to-day operations.
• Developing solutions to potential issues involving compliance and regulatory risk.
• Developing compliance training programs and providing compliance training.
• Developing the Bank’s Ethical Standards, Chinese wall and Fiduciary Manual.
• Ensuring that in-country Anti-Money Laundering monitoring and know-your-customer procedures are performed.
• Liaising with regulators, review and respond to their requests and comments.
• Handling UN/US sanctions programs.
• Establishing a compliance Department and developing compliance programs.
• Keeping the Board of Directors and senior management informed on an ongoing basis of the quality of compliance in the Bank.
• Managing the compliance function for the group (16 countries)
• Ensuring compliance with continuing obligations of the Markets where Global is listed (London, Dubai Financial Market, Bahrain Stock Market and Kuwait Stock Market).
• Providing compliance guidance to business management in the development of business strategies, planning, goal setting and day-to-day operations.
• Developing solutions to potential issues involving compliance and regulatory risk.
• Developing compliance training programs and providing compliance training.
• Developing the Bank’s Ethical Standards, Chinese wall and Fiduciary Manual.
• Ensuring that in-country Anti-Money Laundering monitoring and know-your-customer procedures are performed.
• Liaising with regulators, review and respond to their requests and comments.
• Handling UN/US sanctions programs.
• Establishing a compliance Department and developing compliance programs.
• Keeping the Board of Directors and senior management informed on an ongoing basis of the quality of compliance in the Bank.
• Providing compliance guidance to business management in the development of business strategies, planning, goal setting and day-to-day operations.
• Developing solutions to potential issues involving compliance and regulatory risk.
• Developing compliance training programs and providing compliance training.
• Developing the Bank’s Ethical Standards.
• Ensuring that in-country Anti-Money Laundering monitoring and know-your-customer procedures are performed.
• Liaising with regulators, review and respond to their requests and comments.
• Handling UN/US sanctions programs.
• Acting as Deputy Chief Executive Officer:
• Assisting the CEO in meeting the Bank's strategic objectives, goals, vision and mission statement.
• Maintaining the Bank's leading market share and coming up with new business initiatives.
• Administering the Board and General Assembly meetings
• Managing the human resources policies and strategies in the Bank.
• Developing compliance program
• Handling UN/US sanctions.
• Keeping the Board of Directors and senior management informed on an ongoing basis of the quality of compliance in the Bank
• Providing compliance guidance to business management in the development of business strategies, planning, goal setting and day-to-day operations.
• Developing solutions to potential issues involving compliance and regulatory risk.
• Developing compliance training programs and providing compliance training.
• Developing the Bank’s Ethical Standards
• Ensuring that in-country Anti-Money Laundering monitoring and know-your-customer procedures are performed.
• Liaising with regulators, review and respond to their requests and comments.
• Keeping the senior management informed on an ongoing basis of the quality of compliance in the Bank.
• Producing the Bank’s compliance programs including ethical standards.
• Providing compliance guidance to business management in the development of business strategies, planning, goal setting and day-to-day operations.
• Developing solutions to potential issues involving compliance and regulatory risk.
• Developing compliance training programs and providing compliance training.
• Ensuring that in-country Anti-Money Laundering monitoring and know-your-customer procedures are performed and handling of UN and US sanctions programs.
• Liaising with regulators, review and respond to their requests and comments.
• Developing the Bank’s quality program and employees’ quality reward program.
• Developing and Producing King Abdullah Quality Award Program
• Member of several Bank committees such as, Assets and Liabilities Committee, Executive Management Committee.
Central Processing Unit, Department Head, 1994-1996
• Handling loans, custody, wire transfers and expenses.
• Keeping the senior management informed on an ongoing basis of the quality of compliance in the Bank.
• Producing the Bank’s compliance programs including ethical standards.
• Providing compliance guidance to business management in the development of business strategies, planning, goal setting and day-to-day operations.
• Developing solutions to potential issues involving compliance and regulatory risk.
• Developing compliance training programs and providing compliance training.
• Ensuring that in-country Anti-Money Laundering monitoring and know-your-customer procedures are performed and handling of UN and US sanctions programs.
• Liaising with regulators, review and respond to their requests and comments.
• Developing the Bank’s quality program and employees’ quality reward program.
• Developing and Producing King Abdullah Quality Award Program
• Member of several Bank committees such as, Assets and Liabilities Committee, Executive Management Committee.
Central Processing Unit, Department Head, 1994-1996
• Handling loans, custody, wire transfers and expenses.
Foreign Exchange and Money Market Dealer, 1993-1994
• Managing the Bank’s Balance Sheet.
• Foreign exchange and money market dealings.
Management Associate, 1992-1993
• Rotation in all units of the Bank.
Citibank, N.A. New York, USA
Management Associates Trainee, 1
MBA with and Advanced certificate in finance