AML KYC Analyst
KPMG Global Services Private Limited
مجموع سنوات الخبرة :2 years, 7 أشهر
AML KYC Senior Analyst (Oct 2023 - Present)
• As a part of Initial due diligence sourcing and analyzing client's information from Bank/Public source and performing outreach for deficiencies to Client, RM/RDs through a standard checklist.
• Performing E2E review on all types Corporates (Private Ltd, Trusts, Funds, Partnerships, Sole Trader etc) and all types of Large Corporates & Institutions.
• Was a part of Ring-fenced team focusing on Large Corporates and Institutions where complex ownership structures and nature of businesses were reviewed and audited and Trust, Public bodies Entities.
• Conducting the periodic review for the existing Types of Entities account as per Global KYC Standards.
• Performing screening for Entities and individuals on Equifax for identifying any HITs (Verification, UIDs, CIFAS, Sanctions, PEP) purpose during the course of Customer Due Diligence review.
• Performing Adverse Media Check for Entities and individuals.
• Raising Sanctions/PEP review to bank to determine risk classification.
• Responsible for finding out Ownership Structure/ Key Roles and collecting all relevant documents as per policies from RM/RDs or Clients.
• Responsible for detecting and monitoring suspicious activities or transactions and escalate in an effort to prevent money laundering.
• Knowledge about KYC for low /medium/High risk-rating clients and automated triggers.
• Collecting required documents for clients i.e. COI, MOA, Annual reports, KYC documents, validating nature of business, products availed, anticipated volumes of transactions, Source of Wealth.
• Validating the information related to clients & associated/related parties with compliance approved source.
RESPONSIBILITIES:
• Circulating / conducting the minutes of meeting across the team level basis.
• Discussing policy (procedures) updates within the team.
• Spoke for checking quality of the profiles of the team members to ensure to maintain good quality of the team.
• Preparing SOD stats and assigning the task within the team and collecting & sending the EOD stats of the team to management on daily basis.
• Acting as SMC across the floor and handling the team in the absence of Team Lead.