Joseph Azmy

 Responsible for conducting impact analysis on new regulatory and internal requirements and implementing solutions by working closely with business departments.
 Identify and capture business opportunities from the changing regulatory landscape.
 Maintain updated policies and procedures to demonstrate compliance with regulations and internal policies by supporting different business departments.
 Review busines process, identify issues and work with business in implementing effective and efficient controls
 Design and manage compliance programs, including but not limited to Anti-Money Laundering, Anti-Bribery & Corruption, Market Conduct, Data privacy, and Investment Compliance.
 Review compliance materials for new/ revamped products and business initiatives.
 Conduct market conduct investigation and trend analysis.
 Participate in projects including but not limited to new products, business initiatives and partnerships.

 Monitoring the implementation of policies and procedures of compliance program throughout the organization and ensuring its efficiency in identifying, preventing, and correcting non-compliance with applicable rules and regulation.
 Regularly updating the Head of Compliance regarding compliance and regulatory developments.
 Collaborating with the team members in the design, implementation, and management of an AML Program in all areas of compliance requirements.
 Ensuring that the compliance program meets the requirements of international laws and regulations.
 Monitoring on-going compliance related projects of the branches that are related to regulatory requirements to ensure its proper implementation
 Participating in uniquely structured projects to assure compliance and to compile information for in-depth study and analysis
 Developing and enhancing standardized reporting mechanism to adequately assess the compliance risk and monitor its progress.
 Supporting international locations in keeping abreast of key regulatory developments and compliance trends and changes.
 Ensuring gap analysis remedial actions for international branches is performed by relevant compliance teams on changes necessary to meet new regulatory requirements.
 Implementing Compliance Policy, adhering to the bank's agreed processes and procedures and achieving a satisfactory audit report.
 Developing and maintaining good relations with regulatory authorities, by fostering good relations and providing timely and accurate information if and when required.
 Assisting line management in their responsibility for complying with regulation, including the provision of advice on compliance and anti-money laundering issues.
 Managing team of direct reports activities, performance, and goal development
 Managing, rectifying, and reporting, as appropriate, material breaches of regulations, recommending improved controls and reporting, as required.