Manager – Risk and Compliance
MBK Auditing
مجموع سنوات الخبرة :19 years, 7 أشهر
Audit and Advisory firm established in Dubai, UAE in 2008 (From September, 2012 till date)
Compliance -
• Compliance and Due Diligence audit with respect to UAE Labour Law, Corporate and other applicable local laws to the organizations in UAE,
• Filing of UBO data, preparation and maintenance of Registers under UAE Real Beneficiaries Regulations,
• Assessment of activities from ESR perspective, Filing of Notifications, Reports and Appeals under ESR Regulations, 2020,
• Registration on GoAML platform, training of staf, record keeping, KYC, CDD, EDD, background checks, and risk assessment of various parties, filing Appeals under UAE AML Laws and Regulations, attending ministry inspections and submissions during the same,
• Vetting / Drafting of contracts and MOUs with clients, employees, lenders, investors, customers and suppliers.
Managerial -
• Drafting HR Manual, various internal policies related to Staf,
• Drafting Data Privacy and Protection Policy,
• Arranging and conducting staf trainings,
• Handling a team of 20+ professionals from diferent departments,
beds multispecialty, tertiary care hospital (April 2008 to January 2011) Company Secretary & Director in Rohanna Agri Business Corporation Ltd. (formerly known as Ranadey Agro Ltd), a public limited company in Pune, India, pioneer in trading in micronutrient fertilizers ( January 2002 to December 2007)
Secretarial compliance and corporate afairs -
• Handled corporate afairs of a group of companies including a public limited Company and Joint Venture Companies abroad,
• Maintenance of secretarial records for the group companies, re organisation of group activities,
• Online filing of various forms, documents with Registrar of Companies (ROC),
• Secretarial audit of Private Limited Companies, Non-Banking Financial Companies, Public Companies including Listed Companies,
• Drafting of Minutes of Board Meetings, General Meetings, Resolutions, Notices, and Agenda papers etc.
• Correspondence with Shareholders, ROC, RBI, SEBI, Stock Exchanges and Other Statutory Bodies,
• Visited RBI, Mumbai for submitting Reports, filing of documents under FEMA,
• Handled various procedures under Companies Act, 1956 such as incorporation of companies, alteration of Memorandum and Articles of Association, increase in authorised capital, change of name of a company, buyback of securities through Board Resolution, striking of the name of Company, Members Voluntary Winding-up u/s 484(1)(b) of the Companies Act, 1956 and visited the ofice of the Oficial Liquidator in that connection,
Additional Responsibilities:
• Handled Individual Taxation of employees and Directors and deduction, payment and all other formalities relating to e-TDS,
• Looking after inter-Company transactions within the group from Companies Act, Income Tax Act and other Revenue Tax perspective,
• Liasoning with banks in respect of Borrowing arrangements, enhancement of borrowing facilities, creation of charge on assets of the Company and formalities relating thereto,
• Participation in the internal audit, finalisation of accounts, tax audit, preparation of income tax returns of Companies,
• Attending Income Tax Scrutiny Assessment and Appeal proceedings representing Company.
Daily Accounting and Supervision
Tax Compliance
Audit
MIS Reporting
Handled corporate affairs of a group of companies including a public limited Company and Joint Venture Companies abroad,
Compliance of Companies Act, FEMA and other corporate laws applicable,
Maintenance of secretarial records for the group companies, re-organisation of group activities,
Incorporation of Joint Venture Companies abroad and compliance of provisions of FEMA relating thereto,
Online filing of various forms, documents with Registrar of Companies (ROC),
Incorporation and updating secretarial records of Private and Public Limited Companies,
Drafting of Minutes of Board Meetings, General Meetings, Resolutions, Notices, Agenda etc.
Correspondence with Shareholders, ROC, RBI, SEBI, Stock Exchanges and Other Statutory Bodies,
Handling various procedures under Companies Act, 1956 such as alteration of Articles of Association, increase in authorised capital, change of name of a company, buyback of securities through Board Resolution, alteration of object clause in memorandum of association, striking off the name of Company, Members Voluntary Winding-up u/s 484(1)(b) of the Companies Act, 1956 and visiting the office of the Official Liquidator in that connection,
Handling Individual Taxation of employees and Directors and deduction, payment and all other formalities relating to e-TDS,
Looking after inter-Company transactions within the group from Companies Act and Income Tax Act perspective,
Interaction with the banks with whom the Group is having Borrowing arrangements as to enhancing CC limits, creation of charge on assets of the Company and formalities relating thereto,
Participation in the internal audit, finalisation of accounts, tax audit, preparation of income tax returns of Companies,
Compliance of various Revenue Laws applicable to the Company such as Income Tax, Service Tax, VAT and Rules made thereunder,
Attending Income Tax Scrutiny Assessment as well as Appeal proceedings as a representative of the Company.