KYC Process Advisory Lead
Hsbc Global Service Centre
Total years of experience :16 years, 1 Months
• Supporting CLM Operations Team in completing Existing to Bank (ETB) and New to Bank (NTB) CDD profiles in accordance with the Group Policy
• Supporting CLM Operations Analysts and Quality Function in producing timely, high quality CDD profiles and address quality issues
• Work closely with Production and QC Team managers to
implement latest policies, procedures and systems.
• Understand and comply with internal control standards
with no breaches of regulatory requirements.
• Supporting Production teams to implement changes to the Wholesale policies effectively.
• Design and deliver the necessary training for target audience
• Carry out impact assessment and provide necessary advice based on the changes imminent to be operationalized such that production teams are not surprised when the changes are
implemented.
• Partner with Wholesale Client Services (WCS) and Business Financial Crime Risk (BFCR) teams to complete CLM during onboarding and ongoing reviews.
• Adhere to all audit requirements including but not limited to Declaration of Secrecy / Data Protection Act / Health Safety and Security / Clear Desk Policy / Process Specific Audit requirements / Compliance Requirements, also by addressing any areas of concern in conjunction with line management and/or the appropriate department.
• Communicating effectively and leading discussions
regarding complex queries with Quality function,
Compliance, RMs/GRBs, BFCR or Wholesale Client Services contacts
Mauritius KYC CLM
UK CDD KYC (NTB, ETB)
UK CDD KYC (NTB, ETB)
Negative News Screening HK
Branch Banking / Card Center Operations
Yet to held the Graduation and to receive the certificate
Diploma in Business Administration
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