Associate Analyst
EY, Kochi
مجموع سنوات الخبرة :3 years, 1 أشهر
Performed due diligence on new clients, by requesting KYC information, documentation review, and verification of received documentation and making an analytical risk assessment for new clients.
• Investigate high risk clients reporting where necessary, including Politically Exposed Persons (PEP), and obtaining all necessary documentation to complete the client file as per EU AML regulations.
• Coordination and collection of client specific information through Identification Program (Gather and verify client information), verify and analyse source of wealth or source of fund of the client.
• Review documentation to prevent fraud, money laundering, and identity theft losses.
• Performing Screenings and Sanctions check for the Client, Directors, Legal representatives and UBOs with the available tools and completion of documentation to assist in the on boarding of new clients.
• Performing ongoing customer due diligence including maintenance and updating of AML and KYC records and information for existing clients.
• Identify and escalate any suspicious or unusual matters to AML & Line of Business Compliance for further investigation.
• Prepare client on-boarding and on-going CDD files.
• Promote and sustain strong engagement and mutually beneficial relationships with key internal business stakeholders.
• Red flagging of any positive hits to Legal Team.
• Liaise with internal and external clients ensuring compliance.