Internal Control Manager
United Arab Bank
Total years of experience :16 years, 3 Months
Plan and supervise control surprise field visits for
UAB Departments and Branches to validate the
effectiveness and efficiency of the operational
processes and report related findings to line head
to take necessary action(s)
Leading and running full investigations on potential
fraud of operational gaps/errors and
recommending effective solutions in coordination
with Risk, Audit and Compliance
Ensure that UAB units and Branches are complied
with CB regulations and circulars without any
deviations.
Ensure that UAB units and branches are complied
with with the bank's code of conduct, standards,
policies and procedures, operations control
activity, and other work instructions.
Ensure that UAB units, Branches are complied with
Clean Desk policy in terms of information security
and data leakage, this activity is carried out on
surprise bases and out of staff timing hours
Supervise Internal control activities over banks
various transactions and products such as:
Deposits, Cards, Loans, Account Opening, Treasury
Operations, payments, trade services...etc
Evaluate key control reports in different
operational processes for independent
checking/testing as per sampling and proper
Supervise surprise counting of physical assets with
unit heads, identifying associated risks for each
process and giving the appropriate risk and
solutions of required,
Focal point for all Audit findings targeting
operational processes, to insure proper and
correct closure of any high risk findings.
Conduct periodic review over banks System
access as a governance of UAB approved
matrices, highlight any gaps to information security
for further action.
Participate in building banks access matrices
making sure that the required is within department
activities and segregation of duties in place.
Handle any special assignment/review/project
assigned by COO
Lead overall process review over operational
processes to highlight any gaps in order to improve
customer experience and reduce errors.
Supervise Nostro Reconciliation team of 2 Staff,
and prepare monthly dashboards for the
management for any delay or errors captures
during the review.
Focal point for Info Fort activities related to records
and archives Management in terms of contracts,
approvals, future plans and agreements.