Senior Risk and Compliance Officer
Al Rostamani International Exchange
Total des années d'expérience :21 years, 2 Mois
Explores the exposed risks and identify the required mitigations and or preventive actions
Analyzes all the products, activities / services, systems and premises / logistics thoroughly and forecast / predict the probability of any adverse happening and to suggest the preventive actions accordingly
Handles queries from correspondent Banks, UAE Central Bank, and UAE / Dubai Police
Conducts due diligence on new correspondent Banks, tie-up partners and new corporate customers
Investigates any fraudulent incidents and non-compliance to company procedures and policies and recommends corrective / preventive actions to Management.
System administrator for all instant money product systems
Performs testing process for new processes or updates in the system to ensure controls are in place in addition to checking the correctness/accuracy before it is released to live environment in the system
Review of existing procedures and policies and recommends any updates or actions required
Conducts branch visits to ensure compliance to company procedures
Reviews all suspicious transactions and conducts pattern analysis
Reporting directly to the CFO, Head Office.
Banking / Payroll / Accounts Payable / Accounts Receivable.
Trial Balance / Profit & Loss Account / Balance Sheet
Independently handling Accounts up to finalization.
MIS Reports / Group Consolidated Statement / Cash Flow
Stock Inventory / LPOs / Purchases Reports / Outstanding Ageing Report
Fixed Assets statements / Valuation / Depreciation
Transaction with Head Office / Inter Branches / Sister Company
Monitoring ERP Package / Training and Guidelines
Bank Reconciliation / Interbranch Reconciliation / HO Reconciliation
Auditing / Reports / Renewal Notifications / Timely Reporting
Consolidates Balance Sheet and Income Statement
Compliance Officer for Anti-Money Laundering Council Secretariat
Prepares Weekly Reports submitted to the Central Bank of the Philippines
Prepares monthly reports to the Board and annual Stockholders’ report
In charge in recording of day to day transactions
Preparation of monthly reconciliation statement
Handles Receivable & Payable Accounts
Monitors & prepares cash & check disbursements of all branches
Ensures the correctness of all disbursements including Payroll
Checks the accuracy of depreciation, amortization and other monthly adjustments
Prepares end of month reports & entries of main office including branches
In charge of supplier payments and accounts payable
Act as overall supervisor of accounting staff in the absence of the accounting head and reports directly to the CEO & COO
Preliminary consolidation of Financial Statements for the preparation of Monthly, Quarterly and Annual Reports.
Handles Petty Cash Fund
Degree program included courses in financial and cost management, taxation and managerial accoun