Director
Kroll / Duff and Phelps
مجموع سنوات الخبرة :17 years, 2 أشهر
Compliance, Fraud and Bribery/FCPA investigations, Risk management, Business Intelligence
• Internal audit
• Compliance, ABAC and FCPA/Bribery Act reviews in Europe, Africa and the Middle East
• Development, implementation and transformation of corporate governance, compliance and risk management frameworks
• Fraud investigations
• Forensic accounting
• Financial crime compliance (FCC), including anti-money laundering (AML), KYC, compliance due diligence (CDD, EDD) and sanctions related reviews; reporting to such regulators as central banks, DFSA and SEC
• Development, review and implementation of policies and procedures (incl. compliance, risk, ABAC, code of conduct)
• Risk assessment
• Gap analysis
• Data analytics, interviews with employees, independent verification of data and whistleblowers’ allegations
• Providing trainings relating to compliance, corruption, fraud, FCPA and Bribery Act
Responsibilities: planning, managing (incl. managing small teams of auditors) and conducting operational
and financial audits. Areas covered include, among others:
• Compliance
• Risk management
• Outsourcing
• Network development strategy
• Cyber security
• Customer classification and suitability (private banking, MiFID)
• IT operating costs
• Financial reporting
• Personal data protection
• Insider trading
• Brokerage house
• Business continuity planning
• Economic and regulatory capital
Financial crime compliance (FCC), anti-money laundering (AML), KYC, compliance due diligence (CDD, EDD) and sanctions related reviews.
Monitoring, investigations and reporting of suspicious activities (STR) to local regulatory.
Responsible for:
• Risk management
• Improvement of processes and products
• Development and implementation of policies and procedures
• Market and credit portfolio analysis
Legal Analyst
Responsible for:
• Legal and financial analysis
• Development and implementation of comprehensive bank tools for credit analyses
Audit, Accountancy and Internal Control Postgraduate Studies completed at the Warsaw School of Economics.