Analyst
Smartstream Technologies
Total years of experience :12 years, 11 Months
• Reconciliation of commission fee between executing broker and clearing broker for the Give-up business.
• Making sure that invoice is correctly billed as per EGUS/DOCS agreement.
• Setting up the static/instrument data in the system.
• Analyzing the EGUS/DOCS agreement and deciding the brokerage amount of the various financial instruments.
• Raising disputes to the concerned parties and making sure to resolve them.
• Providing regular updates to all the executing brokers.
• Setting up and participating in calls at global level involving all the concerned parties.
• Making appropriate changes in the static data to avoid future disputes.
• Monitoring Accounting Reports.
• Reconciliation of historical conversion and parallel processing between the legacy and new accounting platforms.
• Liaise with client coverage and technology teams globally for testing.
• Set up accounts using the Portfolio Administration Tool.
• User Acceptance Testing, raising defects, tracking and resolutions of defects.
• Ensuring that financial products like Equity, Swaps, Futures, Bonds etc. are set up as per their general features.
• Testing of the new platform through comparison with the legacy platform
• Validating and processing Mandatory and Voluntary Corporate Actions.
• Scrutinizing the creditworthiness of the clients.
• Analyzing Financial Statements.
• Providing all types of loans as per requirement.
• Helping the clients in getting the CIBIL score.
• Rectifying and suggesting the ways to improve the credit score.
• Ensuring disbursal of loan as per TAT.
• Follow up with the DSAs and banks till disbursement.
• Providing financial advice to clients based on financial planning.
• Handling Mandatory and Voluntary Corporate Actions.
• Verify the details of corporate action provided by another group on the global source like Bloomberg.
• Act as an intermediary between front and back office.
• Processing of corporate actions trades into middle office and import them to front and back office system.
• Set up the new static (securities) on Front office system as per the details of event.
• Liaise with Client Service Representative to ensure trades correctly fed to respective system.
• Posting of cash dividend on ex-1 date for all the clients holding position.
• Processing cash adjustment for amended event.
• Look into the corporate action break and reconcile them on daily basis.
• Liaise with different groups to resolve breaks.
• Preparing volume matrix on monthly basis and reporting it to Management.
Certified Credit Research Analyst (CCRA)