Compliance Analyst
American Express
Total years of experience :12 years, 5 Months
Responsible for advanced global client Anti-Money Laundering compliance reviews
leveraging various 3rd Party software tools including World Check, Lexis Nexis, Bridger,
Graydons, Company House, Guidestar, Charity Commission, etc for UK and US Clients
Part of Membership Rewards Reporting Project
Responsible for calculating the rewards points based on transactions, with the help of MS
access and Ms Excel
Responsible for Enhanced Due Diligence (EDD) for the PEP or Negative News on any person
or organisation
Collection and verification of client data in line with Know Your Customer (KYC) and Anti-
Money Laundering (AML) policy
Review and resolve potential sanction hits relating to FXIP clients
Extracting WIP report and consolidating the month-end status
Extended my support in various ad-hoc assignments
Project: Deutsche Bank
Field: Investment Banking
Studying the Balance Sheet and P/L Accounts of the companies for the analysis purpose
Preparing various kinds of reports which include engagement analysis report, AR aging report,
on account reporting and many ad-hoc reports
Revenue forecasting to determine the profitability of the new engagement
Forecasting of Revenues or Losses of the client engagements
Generating Invoices for the Clients
Adjustment of the Engagement Realization as per the billings and collections
Co-ordinating between the AP and AR departments to build smooth engagement statistics
Budgeting and monthly analysis of the Engagement Statistics
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courses: NCFM Investment and Portfolio Analysis- 68.25% conducted by NSE.