Ella الهام, COMPLIANCE / WEALTH & ASSET MANAGEMENT

Ella الهام

COMPLIANCE / WEALTH & ASSET MANAGEMENT

BANKING

Location
United Arab Emirates - Dubai
Education
Higher diploma, business management
Experience
8 years, 9 Months

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Work Experience

Total years of experience :8 years, 9 Months

COMPLIANCE / WEALTH & ASSET MANAGEMENT at BANKING
  • Luxembourg - Luxembourg
  • My current job since February 2022

• Regulatory compliance matters - AML-KYC etc.
• Client Relationship management
• Covering legal contracts or risk management
• Sort out and review the company’s internal management system, and business process and provide compliance improvement suggestions.
• Construct the company’s compliance management system, formulate and revise company’s compliance manual and other compliance risk management rules and regulations (As required)
• Responsible for the formulation of various specific compliance work plans, so that the compliance work be carried out smoothly.
• Help various business areas sort out compliance issues, formulate solutions and promote implementation
• Actively identify, evaluate, monitor and report compliance risks, conduct compliance reviews according to system requirements.
• Risk, STR, SAR, data breach reports
• Investigation and handling of violations
• Risk management procedures and advising companies regulations
• Track the changes and development of laws, regulations, regulatory requirements or modifying the company’s internal rules and regulations

Real Estate Agent at SPARK REAL ESTATE
  • United Arab Emirates - Dubai
  • September 2020 to January 2022

Real Estate Agent selling and renting properties (appartments, penthouses, townhouses, villas, mansions..) in a brokerage company

COMPLIANCE - AML/KYC MANAGER at CACEIS BANK
  • Luxembourg
  • March 2019 to September 2020

 Manage and mentor a team of 12 people by allocating tasks to staff, ensuring high standard performance, organizing holidays, discussing/resolving problems, and carrying out performance reviews;
 In conjunction with the account registration specifically ensure that the team effectively understands and adheres to all AML/KYC/Tax requirements for varying entities and investor types, risk levels and jurisdictions, for new onboarding as well as for remediation accounts;
 Monitor adherence to policies and procedures and work with the Management/ other internal stakeholders, ensure quality, regulatory and client expectations are being met.
 Develop and maintain strong relationships across different

Senior Regulatory Officer – Investors Onboarding Team at ALLIANCE BERNSTEIN
  • Luxembourg
  • August 2018 to January 2019

Short term project business implementation of a new team in shareholder services department
Senior Associate - Team Leader AML/KYC AB-Alliance Bernstein

 Manage and mentor a team of 4 people by allocating tasks to staff, ensuring high standard performance, organizing holidays, discussing/resolving problems, and carrying out performance reviews (PROJECT)

Senior Business Consultant at Hsbc
  • Luxembourg
  • August 2013 to July 2016

Business implementation for banks : RBC, Mitsubishi UFJ, HSBC Bank PLC, BNP Paribas Sec Services

Senior Consultant AML/KYC/Compliance Analyst*
 Collect standard evidence to verifying various types of clients: Retail, Trust,
Pension Schemes, Foundation; etc...
 Collect required legal documentation according to Entity structure and Risk Base Approach:
Customer Due Diligence (CDD); (SDD), (EDD)
 Maintenance of investor accounts & Fund set up
 Processing of TA instruction (subscriptions, redemptions, transfers and switches)
 Reception and booking of client’s transactions: subscriptions,

Education

Higher diploma, business management
  • at Universite de Lorraine
  • June 2002

Bachelor Degree (graduated) Business Management

Bachelor's degree, Finance
  • at université de Lorraine
  • June 2000

Equivalent to High School Diploma_ British A-Level

Specialties & Skills

Compliance
Institutional Investors
Anti Money Laundering
Team Management
ADMINISTRATION
customer due diligence
BANKING
BLOOMBERG
CASH FLOW
Investors Onboarding
Anti money laundering
Compliance
Asset Management
Investment Funds
BUSINESS OBJECTS

Social Profiles

Personal Website
Personal Website

URL removed due to policy violation. Please contact support for further information.

Languages

Arabic
Intermediate
French
Native Speaker
English
Expert
Italian
Intermediate

Memberships

The Luxembourg Fund Industry Group (by ALFI)
  • Discussions on topics related to anti money laundering and on how to apply international regulations
  • February 2013

Training and Certifications

International sanctions(Advanced) (Training)
Training Institute:
IFBL Luxembourg
Date Attended:
April 2019
Duration:
1 hour
Understand, respect, and apply the European regulation of personal (Training)
Training Institute:
IFBL Luxembourg
Date Attended:
September 2019
Duration:
1 hour

Hobbies

  • Travelling, yoga, art (portraits), personnal development