GROUP MANAGER, INTERNAL CONTROL AND COMPLIANCE AUDITOR
Enova
Total years of experience :9 years, 0 Months
• Assist Internal Control and Compliance Management in conducting risk assessments.
• Perform financial, operational, and compliance audits for assigned projects.
• Prepare the risk/control framework for the entity under review.
• Develop internal controls questionnaires, data analytics tools, audit programs, and detailed work papers.
• Evaluate the adequacy and effectiveness of internal controls, including the risk management process.
• Ensure consistency with departmental standards in all audit work papers.
• Address any weaknesses/concerns with end-users, raise audit exceptions, and recommend corrective actions.
• Determine compliance of transactions with International Accounting Standards (IAS).
• Attending Entrance, Exit and close-out meetings with end-user.
Interviewing, interacting, and marketing to senior professionals, regulators, influencers, IT vendors, management consultants and the community at large.
-Collating data, news, surveys and information in general related to developments in the industries. -Attending news conferences on an ongoing basis in the industries to track current developments and trends.
-Actively contributing written articles, reports and presentation slide to TAB Banker editorial and research products.
-Developing/designing and moderating roundtables, online and in-person dialogues and training programmes, utilizing the insights developed from research.
-Performing market studies and identifying the best practices in the financial services industry in order to perform benchmarking and gap analysis.
-Designing and executing research programmes for clients
-Assessing, evaluating and shortlisting the global financial institutions’ best practices based on current market analysis and their recent developments and technological advancements (including retail finance, transaction banking, trade finance, risk management, compliance, payments, etc…)
Internal Audit, Corporate Governance and Risk Management.
Internal Audit engagements from A to Z which include kick off meeting, process understanding, testing, RCM, audit report and exit meeting
Risk Advisory working in Internal Audit engagements, Corporate Governance and AML/CTF engagements for Commercial Banks