compliance supervisor
ziraat katilim bank
Total years of experience :14 years, 0 Months
Transction monitoring and screening
Transction analysis
AML monitoring activities
Setting Compliance policy and procedures
Regulatory compliance analysis and monitoring
set Governance framework
Correspondent bankıng relatıons
regulatıons Advicing
(1 year 4 months)
* set and develop Compliance policy & procedures
* identify each department risk areas & prepare risk register and evaluating internal procedures & controls.
* Risk assessment & management
* performing anti-money laundering & combating financing terrorism activities
* Regulatory compliance activities
Applying KYC requirement as per CBOS & internal policies,
* Advising on different issues related to account opening and other related regulations,
* Repairing and updating unit manual,
* identifying risk areas & find the optimum solution,
* Preparing required awareness programs,
* Help in data archiving & data cleansing projects,
* Help in the achievement of banking safety within operation department - Operations-Account Services &Treasury Back Office,
(8 years 7 months)
* implement & achieve the general operation of the Compliance Program, and Monitoring different bank
procedures & activities,
* Applying risk control self-assessment tools and preparing risk criteria and mitigations,
* Respond to alleged Violation of rules, regulations & policies,
* Act as an independent review and evaluation body to ensure that compliance issues within the bank are
being appropriately evaluated, investigated & resolved,
* identifying potential areas of compliance vulnerability and risk, develop and implement corrective action
plans for resolution of problematic issues, and assist to provide general guidance on how to avoid or deal with
similar situations in the future,
roaa younis - page 1
* Advising different bank departments about regulations related to CBOS policies and other regulatory parties,
Prepare compliance reports, Awareness program,
* Preparing FATCA manual/policy and procedures based on IRS requirements,
Help in setting corporate governance principles & practices, policies and procedures, and its reporting tools,
Operation officer - Compliance