Compliance and Anti Money Laundering Manager
Arabian Bourse Limited
Total des années d'expérience :6 years, 2 Mois
Designing and implementing compliance testing/monitoring programs, particularly with regard to the Anti-Money Laundering and Financial Crime systems and controls.
Advising the company on all Compliance, Anti Money Laundering and Terrorist Financing matters as per ADGM and FSRA regulations.
Reporting to ADGM and Financial Services Regulatory Authority on all developments, updates, and changes relating to the Compliance and Anti Money Laundering department and
internal functions.
Performing ongoing AML investigations and compliance reviews (on-boarding and maintenance) in conjunction with countries/regions, particularly in relation to high risk customers as per ADGM regulations and FATF guidance.
Reviewing and analyzing all Crypto Asset account activities through an extensive risk-based approach to identify any unusual patterns, deviations, and behaviors; and determining whether a Suspicious Activity Report should be filed.
Conducting global transactional surveillance to prevent the use of money laundering, terrorist financing and other financial crimes in Crypto Assets.
Drafting the Compliance and Anti Money Laundering (AML) Policies and Procedures for the company's Crypto Asset Framework.
Preparing and conducting Anti Money Laundering Training for employees in the company Regularly reviewing internal policies & procedures to ensure
operational compliance with all relevant laws and regulations
-Managing clients' trade mark portfolios from filing to renewal stages.
-Reporting to clients regularly on any upcoming acceptance, publication, registration or renewal of their trade marks.
-Conducting legal research and obtaining corporate and product information.
-Advising clients on all business and legal matters related to their trade marks.
-Updating the firm's IPMS and DMS regularly regarding all pending trade mark applications and registrations
-Assessed and approved the business requirements for new projects and applications adopted by the Bank.
-Transcribed new Policies and Procedures for the Bank's departments, new systems and applications.
-Updated existing Policies and Procedures according to the General Data Protection Regulation.
-Prepared and suggested new functions for the Bank’s departments in coordination with the Bank's Internal Audit Team and the Human Resources Department
Start-Ed Pro Bono Clinic was established to help new start-ups receive legal and business advice through a cost-free, dynamic and professional atmosphere.
- Assisted UK solicitors in one-on-one client consultations - Engaged in legal consultation training through weekly-held group sessions
Graduated with Honors. Courses: Anti Money Laundering - Intellectual Property Management - Alternative Dispute Resolution - Banking Law - Regulation of Online Entertainment - Criminal Law
Minor in International Law
