AML/CDD (Quality Control)
HSBC
مجموع سنوات الخبرة :12 years, 6 أشهر
• Perform review for Sole trader, Partnership, Limited companies, NPO’s and NBFI’s
• Responsible for Clients on boarding checks according to KYC standard rules, and categorized customers risk
• Maintain Global Standards and AML Procedures and laws according to Banking Secrecy Act
• Perform Customer Due Diligence and Enhance Due Diligence according to the risk category
• Review Financial document of customer and transaction monitoring to prevent Financial Crime
• Review different accounts and loans applications files and verify that application data is complete
and meets establishment standards in order to combat fraud
• Assessed compliance with banking laws reported suspicious entries and actions.
• Creating “Risk Assesment Methodology”
• Ensuring the customer is not doing business with any sanction countries
• Supporting the Chief Compliance Officer and Compliance Manager in conducting scheduled compliance Monitoring, testing and compliance reporting
• Sending letters to the customer for further information or for supporting documents
• Perform audit on daily basis, give appropriate feedback and monitor
• conducting training for new and existing staff, Inter site company training
• Sharing updates on business calls, implementing best practices and Subject Matter Expert.
• Managed ad-hoc projects to ensure compliance with both internal and external policies and procedures.
• Handle escalations and service failure from business and customer and root cause study for each case.
• Performed the required KYC screening on new customer, existing customers and connected parties by documenting the information obtained on the client as required by the Global KYC procedures
• Prepared KYC Due Diligence profiles on a wide range of entity types (Sole Trader, Partnership, LTD)
• Customer Identification and Verification Process all connected parties
• Maintained documented data including SAR history and negative news
• All required details of each customer profile is updated as per KYC guidelines
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