Tanvi Todai

Leading and managing a team of KYC analysts conducting periodic reviews
Co-managing the Reverse KYC team and simultaneously working towards automation of the process
Timely documentation update of Nomura entities on SWIFT portal
Closely work with Japan onshore KYC team to ensure timely completion of periodic reviews
Assist in annual recertification of SOP documents
Maintain FAQ SharePoint which includes minutes of all updates/feedbacks received from Compliance and
onshore team
Prepare Weekly report to identify common error themes and organize refresher trainings accordingly
Regularly collaborate with the Training team to enhance training materials for onboarding newjoiners in the KYC
process across all regions
Work with multiple teams and come up with client experience improvement ideas
Resolve issues raised by KYC analysts and escalations by stakeholders
Organize team building activities to ensure team members and especially, newjoiners remain connected with
each other apart from BAU

Processed end to end KYC for Global Markets and Investment Banking clients
Conducted audit on KYC remediation/renewals done by the analyst in compliance with the U.S. and Canadian
AML policies
Communicated with the Relationship Managers to get the additional details about the client to complete the
remediation/renewals
Scrutinized and verified KYC documents as per requirements
Liaised with the onshore QA team to discuss day-to-day KYC/AML queries and cascade the same to KYC team
Responsible for training the internal resources as per the process guidelines

Organize and schedule meetings and appointments
Order office supplies
Assist in preparation of regular schedule reports
Book travel arrangements