TIMOTHY Ngungi

Compliance co-ordinator at Barclays Bank of Kenya

• Kenya
• My current job since June 2007

Duties well performed and well mastered
Critical assess accuracy of all new account, loan, Barclay card and all other applications and bank account mandate changes.
Perform documentation call backs for all KYC documentation received from customers required.
Compile M1 on team performance i.e. accuracy of application
completion, including consolidating M1 from operations.
Assist the team of Customer Advisory to obtain operational rigor
excellence in all aspects of processes undertaken through regular coaching on KYC matters.
Escalate unresolved quality and KYC failures to the Branch Manager for resolution.
Assist in remote and manual authorization as a backup to the Branch Coordinator (within limits as set out by the Branch Manger from time to time) to ensure efficient counter service.
Work with internal service providers to ensure seamless service to customers.
Interact with the AML Officer and the compliance team at the country head office on a regular basis to obtain updates on the requirements and to share information. Pass on any learning’s to staffing the branch.
Provide honest, direct and constructive feedback to Customer Ad visors around the quality of the account opening and loan forms they complete and the KYC requirements they are responsible for Responsible for all compliance related training and coaching within the branch and providing support on the same to nearby small branches.
Responsible for delivery of Anti-Money Laundering, Fraud Prevention, Suspicious Transaction Monitoring and KYC training in the local branch and other small branches in the area.
Act as the backup to the branch Coordinator for password maintenance and systems reports.

accountant at B2 Yatta Ranching Co-operative

• January 2006 to January 2007

Society.
Duties in accounts which includes journals, ledger, profit
and loss accounts, balance sheet and preparation of budgets.

at Unilever

• United Arab Emirates
• March 2005 to June 2005

as a marble representative with

Public Accountants

• August 2003 to October 2003

Company

• to

AUDIT AND ACCOUNTING KNOWLEDGE

I have worked in a audit firm as an audit officer.
The duties involved were as follows
Checking of sales, purchases, expenses, vouchers, to confirm their authenticity.
Confirming the procedures involved in purchasing, sales and expenditure to know if they have been adhered to.
Reviewing organizational procedures to confirm if they enhance controls and advising the organizations of the same.
Doing profit and loss, trial balance and Balance sheet and advice the management.
Confirming if procurement processes have been followed in purchasing organizations assets.

BANK RISK AND COMPLIANCE KNOWLEDGE
Assesing the political, Economical and technological environmental and making reports to the business on the potential risk to the business on the same.
Analysing business and systematic risk across the market and making reports to the business on the potential risk.

Verification of cashier vouchers to confirm if due diligence has been done properly by tellers.
Checking of cheques issued by customers and their authenticity to prevent Bank loss.
Vetting of customers applications on account, loans, credit card, internet banking to confirm if they conform with the banks requirements before processing.