Vahim Shaikh

Global Payments/Middle Treasury & Loan Operations/Compliance & KYC-Officer at The Saudi National bank (Formely Samba Financial Group)

• United Arab Emirates - Dubai
• My current job since April 2015

Managing & responsible for all inward/outward UAECB remittance through UAEFTS, UAEICCS, UAEDDS, UAEWPS,
CBWSI & SWIFT inward/Outward remittance LCY & FCY transfer with required FX rates as per KYC polices and
compliance regulatory requirement.
 Managing middle office for agencies syndicated/bilateral/FI Loans/term deposits for Dubai/DIFC/Abu Dhabi
onshore-offshore branches with end to end booking & disbursement as per agents/customer notification, for
drawdown, principal Rollover, repayment commitment fees. Liaising with treasury/corporate business/FI team for
relevant approvals.
 Managing middle office for treasury operations booking of TDs for AED/USD inward/outward FX swaps/money
market deals/IRS/derivatives payments for UAE & behalf of DIFC/KSA treasury acting as per agreed SLA.
 Screening inward/outward payments as per compliance/KYC polices suspicious transfer reported to compliance.
 Managing monthly proofing & edging items for all FCY/LCY NOSTRO/VOSTRO/AR accounts to maintain internal
control risk management process.
 Managing & responsible for Inward/Outward LCY/FCY query/investigation related to compliance are responded
Via CB192/195/196/199/299/999 or MT199/299/999/195/192/etc. raised by concern parties on timely manner.
 Responsible for automation mandatory implementation of CMG as per Central bank regulatory requirement are
tested in UAT environment of core banking & payment supporting system applications upon satisfactory result
liaising with IT department to deployed in production & avoid any Noncompliance fees(NCF)levied by Central bank
 Reviewing & performing risk control self-assessment (RCSA) quarterly basics with required sample to ensure
internal control process is followed as per audit risk review (ARR)
 Providing Monthly, MIS reports to FINCON with BRF38/BRF93/BRF94 as per Central bank requirement, also internal
MIS monthly/quarterly reports to compliance/KSA quality control and analyst team.
 Backing up for trade finance/vendor management for processing Trade collection/vendor management payment as
per-agreed SLA

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