Regulatory Reporting Officer
Tandem Bank
Total years of experience :17 years, 7 Months
• Responsible for production, controls, quality assurance and submissions sign-offs for the BoE, FCA, PRA and EBA Regulatory Reporting. Key returns include;
COREP | FINREP | Own Funds | Large Exposures | Leverage Ratio | Asset Encumbrance
Net Stability Funding Ratio | Mortgage Lending and Administration Reporting | FSA015 | PRA108 - 110
Loan Book Data | BT - Balance sheet | Eligible Liabilities Returns reporting
• Assist with ICAAP & ILAAP Planning and Horizon scanning across Regulatory landscape
• Develop Bank-wide Risk reporting competency and capability frameworks; Key alignment with Regulatory systems such as GABRIEL (FCA) & K-Helix
• Market Risk Production, Control & Analysis: Metric Lead for CRDIV, Incremental Risk Charge - Risk Weighted Assets, Economic Capital, Portfolio Stress Testing & IRRBB
• Successfully delivered Regulatory projects in partnership with Change & Market Risk Technology teams - Ensuring technical excellence and a practical business driven approach
• Market Risk Production lead for CRDIV / V Agile work-stream; Key project deliveries include Basel III implementation and Traded Credit Products Limit management system
• Forecast development - Regulatory capital needs, planning cycles and business development activities, ensuring alignment with strategic business plans and capital optimization initiatives
• Managing Audit & Regulatory requests from Internal audit and external Regulators - BaFin, ECB, FCA, PRA, MAS, RBI and FED
• Represent MRAC (Market Risk Analysis & Controls) on key forums, business wide projects and steering committees to promote a strong risk culture
• Metric Lead for Traded Credit Products, Capital Requirements Directives III and Risk Weighted Assets
• Quality Assurance & Process Governance Lead - Core Risk calculation, validation and reporting
• Collaborate with Portfolio Risk Managers, Global Financial Services & Trading Desks to assist with validation & analysis of material risk moves in daily / weekly exposures and capital charges
• Implement Market risk methodology projects in partnership with Market Risk Managers and Risk Technology teams
• Provide support & Subject Matter Expertise around Regulatory enquiries, Trade Surveillance queries & Senior Management reviews
• Responsible for ensuring completeness, accuracy & timeliness for cross-business Market Risk portfolio reporting
• Market Risk Limit breach validation set as part of Trader mandates
• Improving efficiency and effectiveness of controls; Ensure operational risks are minimized, tracked and monitored against SLAs & KPIs
• Regulatory Capital analysis & coordination of Front Office Stress Test / What-If scenario requests
• Key member of the pilot team responsible for delivering Bank wide Global Anti Money Laundering (AML) & Know-Your-Client (KYC) project
• Responsible for testing strategic systems to facilitate process migration activities from tactical platform
• Liaise with internal stakeholders and external clients to assist with resolution of process related issues
• Academic concentration in Operations Research in Management & International Business • Quantitative Techniques emphasis & application • Strategy and Problems in Global Process Management & Outsourcing • Coursework in Management Information Systems