فيفيك BHATT, FINANCIAL CONSULTANT

فيفيك BHATT

FINANCIAL CONSULTANT

SUN LIFE ASSURANCETILL 2003 THEN W.H.STUART MUTUALS LTD

البلد
كندا
التعليم
دبلوم, Chief Compliance Officers Qualifying Examination
الخبرات
42 years, 2 أشهر

مشاركة سيرتي الذاتية

حظر المستخدم


الخبرة العملية

مجموع سنوات الخبرة :42 years, 2 أشهر

FINANCIAL CONSULTANT في SUN LIFE ASSURANCETILL 2003 THEN W.H.STUART MUTUALS LTD
  • غير ذلك
  • أشغل هذه الوظيفة منذ أغسطس 2001

Advisor for Life insurance, Segregated Funds and Mutual Funds.

CONSULTANT-COMPLIANCE & RISK MANAGEMENT في CONSULTANT
  • كندا
  • أشغل هذه الوظيفة منذ يوليو 2007

RISK MANAGEMENT

Advised and managed corporate clients' risk by conducting risk assessments and selecting suitable risk management techniques.

Advised on risk control, especially pertaining to loss prevention and reduction; reduced client premiums in view of adhering to risk management techniques.

Advised on risk transfer and risk financing. Clients were able to identify their own 'risk apetite' and retained optimum level of risk and transferred other risk through insurance or other contractual clauses.

COMPLIANCE

Established a 'culture of compliance' throughout the corporation.

Achieved maximum exployee participation and co-operation towards maintaining a compliance regime, through appropriate training.

Reduced exposure to 3rd party liability and regulatory authority actions by adhering to a compliance regime.



Trained staff and created and maintained a culture of risk management and compliance.

ADVISOR في SUN LIFE ASSURANCE TILL 2003, THEN INDEPENDENT ADVISOR
  • كندا
  • أشغل هذه الوظيفة منذ يناير 2000

Life and Health Insurance business development.

FLIGHT DISPATCHER في EMIRATES AIRLINES
  • الإمارات العربية المتحدة - دبي
  • يوليو 1994 إلى أبريل 1998

• FAA Aircraft Dispatcher License since 1991; trained on LIDO and SITA flight planning systems; conducted Meteorological analysis from weather charts and forecasts, assessed Notams, and planned and selected the optimum route for operational efficiency. Co-ordinated with Air Traffic Control, Meteorological office, relevant departments such as Flight Operations, Navigation, In-Flight Services, Load Control, Commercial, Cargo, Planning, reservations etc. Assisted Sr. Manager Network Control in all operational functions, monitored the progress of the flights for safe, efficient and economical operations, and actively participated in operational projects on fuel management, operations administration, and flight dispatcher training, among others. Familiar with FRMS, SMS, IOSA Program, Standards and Audit Manuals.

FLIGHT OPERATIONS OFFICER في EAST WEST AIRLINES
  • الهند - مومباي
  • مايو 1992 إلى يونيو 1994

managed all aspects of the Flight Operations Department functions, including Flight Planning.

TRAINEE FLIGHT DISPATCHER في INDIAN AIRLINES
  • الهند - مومباي
  • يناير 1992 إلى أبريل 1992

Worked as an apprentice in the Flight Operations Department.

SENIOR FLIGHT STEWARD في EMIRATES AIRLINES
  • الإمارات العربية المتحدة - دبي
  • مايو 1987 إلى أكتوبر 1990

Ensured that all Flight Attendants were well aware of the Safety and Emergency procedures and First Aid; motivated crew to provide highest standard of service and compliance to laid-down procedures to ensure that passengers received the highest standard of in-flight service. Supervisory duties included periodic crew appraisals, solicit crew feedback and report to the IFS Manager, conduct pre/post flight crew briefing/de-briefing. Through Quality Circles, interacted with IFS senior management and other department representatives; provided valuable feedback on menu preparation resulting in significant cost savings to the airline; and also made critical suggestions to enhance safety and service standards and optimize operational costs.

FLIGHT PURSER في INDIAN AIRLINES
  • غير ذلك
  • ديسمبر 1981 إلى مايو 1987

Ensured that all Flight Attendants were well aware of the Safety and Emergency procedures and First Aid; motivated crew to provide highest standard of service and compliance to laid-down procedures to ensure that passengers received the highest standard of in-flight service. Supervisory duties included periodic crew appraisals, solicit crew feedback and report to the IFS Manager, conduct pre/post flight crew briefing/de-briefing. Through Quality Circles, interacted with IFS senior management and other department representatives; provided valuable feedback on menu preparation resulting in significant cost savings to the airline; and also made critical suggestions to enhance safety and service standards and optimize operational costs.

STOREKEEPER في INDIAN AIRLINES
  • الهند - مومباي
  • مايو 1979 إلى ديسمبر 1981

Invesntory Control, Stockroom receipts and issues, Purchases.

الخلفية التعليمية

دبلوم, Chief Compliance Officers Qualifying Examination
  • في Canadian Securities Institute
  • يوليو 2010

Course content included the Role of Compliance and the Compliance structure, Compliance Risk Management, Regulatory Environment, making Ethical Decisions, Development of Policies and Procedures, Monitoring and Compliance Audits, Handling Client Complaints, Investigations, Establishing a Culture of Compliance.

دبلوم, Canadian Risk Management
  • في Global Risk Management Institute
  • يوليو 2007

Through the University of Toronto completed the required 3 courses in Risk Assessment, Risk Control and Risk Finance.

دبلوم, General Insurance
  • في Insurance Institute of Canada
  • أكتوبر 2005

Completed the educational requirements for licensing as Registered Insurance Broker of Ontario.

دبلوم, Mutual Funds
  • في Investment Funds Institute of Canada
  • يوليو 2002

Completed the required educational requirements for dealing in Mutual Funds

دبلوم, Level 1 & 2 Life Insurance License.
  • في Canadian Association of Insurance and Financial Advisors
  • مارس 2000

passed the educational requirements for licensing as Life Insurance Advisor.

بكالوريوس, Bachelor of Commerce-Financial Management, Accounting and Auditing.
  • في University of Bombay
  • أبريل 1995

Completed the educational requirements for the B.Com program.

دبلوم, Aircraft Dispatcher Program and Airline Operations Training Course
  • في Sheffield School of Aeronautics
  • أغسطس 1991

Completed the educational requirements for obtaining the U.S.A. F.A.A. Aircraft Dispatcher License.

دبلوم, Aircraft Dispatcher License.
  • في Federal Aviation Administration
  • أغسطس 1991

passed with 96%+ the examinations leading to the Aircraft Dispatcher License.

Specialties & Skills

Compliance Management
Risk Management
Insurance Management
Mutual Funds
Compliance and Risk Management
Supervisory Management
Business Development

اللغات

العربية
مبتدئ
الفرنسية
مبتدئ
الانجليزية
متمرّس
الهندية
متمرّس
الغوجاراتية
متمرّس
المراتي
متوسط

العضويات

Global Risk Management Institute
  • Member
  • July 2007
Independent Financial Brokers of Canada
  • Member with Voting Rights.
  • January 2005
Insurance Institute of Canada
  • Member
  • February 2006
Registered Insurance Brokers of Ontario
  • Member
  • October 2005

التدريب و الشهادات

People Achieving Results-Sales Techniques. (الشهادة)
تاريخ الدورة:
July 2002
صالحة لغاية:
July 2002