Mutual Funds Trader
UNION BANK
Total years of experience :9 years, 10 Months
UNION BANK, San Diego, CA 4/2012-9/2012
Mutual Funds Trader
Responsible for placing high-volume trades into mutual funds accounts. Calling fund companies and placing trades.
Complete outgoing wires. Responsible for daily reconciliation of cash and securities. Balancing the trades.
Saxo Bank, Athens Greece 2011 - 2012
Attended seminars conducted by Saxo Bank, the leading European Investments Bank in Europe.
Was introduced to the bank's platform, Saxotrader 2.5
Learned to use the platform in order to perform orders such as Market, Limit, Stop Loss, Take Profit, as well as "Three Way Order".
Seminars in Foreign Exchange, CFDs, Stocks and Futures.
LPL Financial, San Diego, CA 2007-2010
Operations Specialist
Responsible for closing and maintaining accounts, maintaining service requests. Prepared client account documentation.
• Assist in administering trust settlements and/or more complex trust accounts.
• Work with Trust Officer and Investment Officer in reviewing account documentation
Bank of America, Boston, MA 07/2005-12/2005
Senior Operations Representative
Responsible for processing transactions in the company's internal operations to support domestic and International customers, commercial and wholesale bank businesses or service functions.
• Maintained internal operational and functional controls and ensured that they met bank standards.
• Performed various and complex item processing functions as necessary.
JPMorgan Chase, Boston, MA
Fund Administrator in Fund Accounting of Investment Management 2004
Responsible for processing transactions on a group of Mutual Funds.
• Posted dividends/dividend reinvestment including the disbursement of client dividends to accounts based on • account setup; capital gains processing and capital gains reinvestments for client accounts on operating systems;
• Reviewed systematic orders for mutual funds as they were processed; Identified,
• Researched and resolved all discrepancies.
Babson Capital Management, LLC, Boston, MA 09-12/2004
Fund Analyst in Mutual Funds
Responsible for verifying and processing legal documentation by BCM and various regulatory agencies.
• Reviewed documents for accuracy and completion to ensure adherence to the policies.
• Ensure legal forms comply with the Compliance's Policy and Procedures Manual.
• Prepare and distribute a statistical analysis of delinquent documentation on a monthly basis.
Responsible for tracking all cash and security transactions in a group of 10 mutual funds.
Determined start of day cash for clients and Investment Managers
Within the hour deadline. Calculated cash availability accurately to
A minimum standard of 98.5%.
Processed security transactions by 12:00 PM consistently and met cash reporting
Deadlines to senior specialist, customer representative or client.
Processed all corporate actions to multi-currency with 100% accuracy
Massachusetts College of Art, Boston MA Bachelor of Fine Arts, 1998