Compliance Manager
Acacus Computer Software house
Total years of experience :23 years, 4 Months
• Developed and implemented compliance programs to ensure legal obligations are met.
• Conducted risk assessments and monitored compliance risks.
• Review financial statements to ensure accuracy of accounting entries and reconcile bank accounts for proper recording of transactions.
• Prepare reports summarizing banking activity for compliance with federal regulations.
• Collaborate with bank management to develop compliance policies and ensure adherence to regulations.
• Provided guidance and training to employees on compliance matters.
• Collaborated with cross-functional teams to identify and address compliance issues.
• Translate corporate vision and strategy into operational policies, directives, procedures, performance targets, and plans, ensuring alignment with shareholders vision and strategy.
• Monitor and track programs/projects, establish key performance indicators (KPIs), implement corrective measures, and prepare comprehensive reports and dashboards.
• Manage resources, including personnel, assets, and information, across the operations for the department.
• Ensure effective management processes, such as decision-making and conflict resolution, are implemented at all levels of operations and projects.
• Evaluate the effectiveness of operations policies, directives, and procedures.
• Review and analyze business and investment evaluations, as well as reports.
• Financial Planning and Analysis: Develop and execute financial planning strategies aligned with company objectives.
• Accounting and Reporting: Oversee day-to-day accounting functions, ensuring accurate and timely recording of financial transactions. Ensure compliance with accounting principles and regulatory requirements.
• Cash Flow Management: Monitor and optimize cash flow to meet operational needs.
• Cost Control: Identify cost-saving opportunities and implement expense control strategies. Analyze cost structures and provide recommendations for cost optimization.
• Risk Management: Assess financial risks and develop risk mitigation strategies. Ensure compliance with industry regulations and financial laws.
• Financial Compliance: Maintain up-to-date knowledge of relevant financial regulations and compliance standards.
• Oversee and manage the general accounting functions.
• Prepare, review, and analyze financial statements to ensure accuracy and completeness.
• Develop staff by managing performance, setting goals, providing ongoing training, and maintaining strong employee relationships.
• Manage and oversee the entire accounting team.
• Review corporate and personal income tax returns to ensure accuracy.
• Work collaboratively with other teams to achieve shared goals.
• Prepare budgets.
• Enter transactions and reconcile account balances.
• Prepare accurate work papers, schedules, and reconciliations foraudit purposes.