Compliance Manager
Jordan ahli bank
Total years of experience :14 years, 4 Months
• Assist in the preparing of the annual audit plan according to the risk, budgeted time and scale.
• Carry out auditing missions on several banking activities to ensure high financial and business performance as well as assess the degree of compliance with the adopted internal policies and procedures, external laws and regulations.
• Ensure effectiveness and efficiency of the internal control system, and sufficiency of procedures aiming to mitigate the exposure to risk.
• Reviews relevant policies and procedures and, as applicable, laws and regulations.
• Participate investigations of fraud, misconduct, and problems to ensure solving them and preventing their occurrence in the future.
• Understands the financial, operational and compliance risks which affect process designs.
• Demonstrates proficiency in applying Audit principles, skills and techniques.
• Participate in preparing and submitting audit reports in coordination with the audit team to ensure that the report is done in accordance with the set standards and includes detailed working papers of the findings, auditee replies, auditor comments, and samples studied.
• Document findings and Submit audit reports along with recommendation to high management, board of director and the Audit Committee.
• Follow up implementation of audit recommendations and action plans set by auditees.
• AML and Compliance Officer in Jordan Commercial Bank (JCBank) Jordan
Duties and Responsibilities
- Daily monitoring of clients transactions through core banking system and reporting system.
- Transfers, L/Cs and L/Gs monitoring against international blacklists (OFAC, UN, EU, BOE) through Swift Alliance system.
- Respond to all AML/CFT questionnaires of correspondent banks, conduct ongoing due diligence on foreign and local banks.
- Update AML/CFT and KYC policies and procedures of the bank in coordination with related parties.
- Review daily AML monitoring reports in order to identify possible ML activities, and conduct investigation to report the case to the AMLU.
- Follow up the liaison officers in terms of their daily work and monthly reports.
- Carry out auditing missions on several banking activities to ensure high financial and business performance as well as assess the degree of compliance with the adopted internal policies and procedures, external laws and regulations.
- Participate in preparing and submitting audit reports in coordination with the audit team to ensure that the report is done in accordance with the set standards and includes detailed working papers of the findings, auditee replies, auditor comments, and samples studied.
- Document findings and Submit audit reports along with recommendation to high management, board of director and the Audit Committee.
- Follow up implementation of audit recommendations and action plans set by auditees.
- Performing Internal Audit procedures and preparing Internal Audit reports.
- Cover financial and operational audit scope based on prepared audit plan.
- Ensure effectiveness and efficiency of the internal control system, and sufficiency of procedures aiming to mitigate the exposure to risk.
- Reviews relevant policies and procedures and, as applicable, laws and regulations.
- Participate investigations of fraud, misconduct, and problems to ensure solving them and preventing their occurrence in the future.
- Understands the financial, operational and compliance risks which affect process designs.
- Demonstrates proficiency in applying Audit principles, skills and techniques.
CPA Candidate