Case Manager
Citi - United Arab Emirates
مجموع سنوات الخبرة :8 years, 1 أشهر
Charge for end to end KYC life cycle (covering creation, remediation,
approvals) for large corporate (regional & international) and SME clients
•
Support RMs on smooth on boarding, account opening procedures through
client identification, exposure/limit validations and due diligence
•
Engage with clients as necessary, in context to compliance procedures &
processes, while ensuring relationship, trust and are sustained and nurtured
•
Conduct enhanced due diligence for high risk clients & PEPs
•
Run sanctions screening for clients, designated individuals, related parties,
beneficiaries and trigger appropriate actions for suspected & matched cases
•
Lead investigations based on account surveillance, internal/external enquiries
•
Drive policy and process assurance, by conducting reviews, assessments &
documentation for operational procedures
•
Review team cases, run peer reviews to drive quality and efficacy of function
At Tanfeeth KYC Team objective is to achieve this by review and update of KYC profiles and undertake necessary due diligence. It provide customer groups with a single, global on-boarding and account maintenance service to deliver high-quality client service, robust client diligence, process excellence and standardization across each on-boarding function from one integrated global team. KYC (Know Your Customer) is responsible for providing centralized KYC production, validation of clients in support of both client on-boarding and periodic maintenance of client information.
Key responsibilities:
• Ensuring KYC due diligence reviews are undertaken to the required quality and detail on a timely basis,
• Analyze the risk associated with the client from a technical perspective,
• Perform research via internal and external sources, gather and analyze documentation in accordance with regulatory and KYC requirements,
• Working in a pressurized, time-sensitive environment.
Primary Responsibilities:
• Complete range of administration services to Hedge Funds, Fund of Funds of NYC & UK.
• Reconciliation of Cash, Commission, Position, Trade and Settlement Prices.
• Preparation of Daily Trade Break Report and Commission Report.
• Verification of prices from trusted Data Vendors like Bloomberg and Reuters.
• Search new commodities, vendor code and settlement Price from Bloomberg & Reuters
• Communicating breaks to client or custodians for timely resolution.
• Daily Profit & Loss, Income Report, Balance Sheet reporting on - T+1 basis.
• Processing of Investor transactions - Subscriptions, Redemptions and Wire Transfers.
• Also working towards automating reconciliation process.
Primary responsibilities | Enterprise Decision Support (Group dedicated to provide operational decision support for Retail Banking, St. George Bank subsidiary & Information Technology divisions)
• Preparation of financial statements & reconciliations
• Processing of journal entries
• Manage inter-departmental accounts for cost allocation & settlements
• Manage reconciliation for all 3rd party service providers
• Publish senior management dashboard highlighting group’s performance
Primary responsibilities | Account Payables Group (AP processing for all business units & continuous client support)
• Govern & handled EFT rejections, returning funds, quick cheque processing, payment-run and journals posting
• Manage payments for direct clients
• Manage AP helpdesk via e-mail & calls
• Perform month-end closing activities & AP bank reconciliation after closing books
• Daily Reporting & formulation of SOP’s.