Client Due Diligence Analyst
Hongkong and Shanghai Banking Corporation (HSBC)
Total des années d'expérience :3 years, 0 Mois
• Retrieve the complete set of documents of corporate customers. (business area -Singapore)
• Conduct Due diligence and Know Your Customer (KYC) research for clients, as part of the Anti-Money Laundering (AML) Compliance remediation process.
• Analysis of accounts and client information according to prescribed internal control policies and procedures.
• Identification and production of information required to satisfy the Bank’s KYC due diligence policies and processes.
• Execute and review negative media alerts from client screening and escalate where necessary.
• Cross trained to provide account tools (debit/credit/virtual cards, phone/internet banking) for individual customers.
• Office Administration
• Daily transactions book keeping and reporting
• Staff handling
• Prepare marketing plans and handling the marketing projects
Engaged with day to day operations and participated for data analyzing and finalizing for reports in following departments.
• Accounting and Finance
• Bank Supervision
• Internal Auditing
• Public Dept Management
• Economic Research
• Policy Review and Monitoring
• Educate clients about different investment opportunities and how each can benefit.
• Analyze investment options to establish the client’s goals and needs.
• Provide investment recommendations.
• Identification and production of required documents to issue shipping guarantees as given procedures.
• Examine the LCs (Letter of Credit) and other relevant documents, customers’ account transactions, calculating bank commission, provide necessary endorsements, maintain the Shipping Guarantee data base and issue SG numbers.
• Review and Conduct the document cancellation of shipping guarantees.
• Finalize the day to day transactions and prepare reports for internal audit.
• Negotiate with customers and handle the customer complaints.