OPERATIONS OFFICER
SAUDI FRANSI CAPITAL
مجموع سنوات الخبرة :18 years, 0 أشهر
-Match Securities trades with broker confirmations and resolve differences.
-Process settlements messages in the Custodian Systems.
-Process internal/ external transfer of securities.
-Process Swift payment to brokers and custodians.
-Process Dividends, Coupons and other Income collections.
-Process internal transfer of funds between customer accounts.
-Processing of Subscriptions and Redemption.
-Prepare future cash-flow reports.
-Maintain/ Update market prices of various securities.
-Reconcile Cash and Custody positions with Brokers and Custodians.
-Correspond with Brokers and Custodians on various matters/ issues.
-Process pledging and de-pledging of positions with custodians against Options trades.
-Reconcile Internal and Nostro accounts and rectify the differences.
-Define interest conditions for accounts in internal systems.
-Define Credit Limits and process pledging and de-pledging of Portfolios.
-Generate and circulate of Collateralize Trading and Overdrawn Reports.
-Check Legal Documents of Customers.
-Check and validate various entries in internal systems.
-Check and validate payment messages.
-Check and validate Corporate Action processing.
-Prepare Monthly Report.
-Check Custodian Systems for unaffirmed/ outstanding trades.
-Check failed trades and follow up with brokers for delivery.
-Check entry rejection reports from internal systems and ensure processing.
-Check pending trades in internal systems and investigate/ resolve the issues.
-Define new Commission Types in system.
-Define new Brokers and Custodians in system.
-Correspond with brokers and custodians on various issues.
-Filing of various records including legal documents of customers and correspondents.
-Perform other duties/responsibilities assigned by Back Office Operations Head.
-Match Securities trades with broker confirmations and resolve differences.
-Process settlements messages in the Custodian Systems.
-Process internal/ external transfer of securities.
-Process Swift payment to brokers and custodians.
-Process Dividends, Coupons and other Income collections.
-Process internal transfer of funds between customer accounts.
-Processing of Subscriptions and Redemption.
-Prepare future cash-flow reports.
-Maintain/ Update market prices of various securities.
-Reconcile Cash and Custody positions with Brokers and Custodians.
-Correspond with Brokers and Custodians on various matters/ issues.
-Process pledging and de-pledging of positions with custodians against Options trades.
-Reconcile Internal and Nostro accounts and rectify the differences.
-Define interest conditions for accounts in internal systems.
-Define Credit Limits and process pledging and de-pledging of Portfolios.
-Generate and circulate of Collateralize Trading and Overdrawn Reports.
-Check Legal Documents of Customers.
-Check and validate various entries in internal systems.
-Check and validate payment messages.
-Check and validate Corporate Action processing.
-Prepare Monthly Report.
-Check Custodian Systems for unaffirmed/ outstanding trades.
-Check failed trades and follow up with brokers for delivery.
-Check entry rejection reports from internal systems and ensure processing.
-Check pending trades in internal systems and investigate/ resolve the issues.
-Define new Commission Types in system.
-Define new Brokers and Custodians in system.
-Correspond with brokers and custodians on various issues.
-Filing of various records including legal documents of customers and correspondents.
-Perform other duties/responsibilities assigned by Back Office Operations Head.