مسئول التزام
توكيلات للتمويل
Total years of experience :20 years, 8 Months
مسئول إدارة الالتزام بالشركة
(11 Years)
Apr -2003 - Current: Assistant Manager, Sr. Compliance Specialist, Riyad Bank
o Vocal point in contacting SAMA for Charities organizations account opening.
o Processing and monitoring activities over dormant accounts and check approval.
o Review and approve of new or renew products, forms, contracts, procedure and policies.
o Training and awareness sessions to Bank's employees regarding dormant accounts.
o Assisted in creating Regulatory Universe for the bank.
o Helped on conducting compliance awareness for the bank.
o Assisted in enhancing, monitoring and approving the IOMSS. System for the bank employees' trading activities.
o Perform advisory function on compliance issues and complaints.
o Assisted on Updating & Modification to the Breaches Register.
o Contributed and assisted on Management Reports.
o Assisted on Managing compliance risk through the compliance assessment.
o Review new regulations, changes or developments in existing one's that effect the Bank.
o Act as a point of contact between SAMA and the bank for all regulatory visit and issues.
o Assist in preparation and submission of periodical and annual reports to senior management and regulatory bodies.
o Assist in ensuring that all internal policies, procedures, guidelines are in consistent with applicable regulations
• Work-Stream Project - 2010
• Expenses & Costs reducing Project - 2009
• Stars Project - 2007
• Customer Experience - 2013
• Familiar with all SAMA regulations related to Finance and Real Estate Finance.
• Comprehensive knowledge of all Financial Banking regulations & rules. "i.e. Real Estate Finance Law, Finance Lease Law and Finance Companies Control Law".
• The ability to investigate and revise Mortgage & Real Estate contracts and Campaigns.
• Planning and scheduling.
• Very good at speaking, reading English language.
• Team work - Organization - Time management - Tasks Allocations.
• Prepare all kind of reports.
• The ability to lead and control teams.
• Comprehensive knowledge of all Financial Banking regulations & rules.
• The skill of wording procedures.
• Communication skills
• creative problem solving
• MS Office applications
● Bachelor of international business management from King Saud University 2010.
● Diploma of the associate of college of technology - Account, 2002. Trainings/Courses:
• Certified Compliance Officer (CCO) - The Institute of Banking. • English language course - ELS language Centers. 3 months • English language course - BRITISH COUNCIL. 3 months • Problem Solving and Decision Making - AL-TAWAIL Mgmt. Consulting& Training. • Effective Planning Skills - AL-TAWAIL Mgmt. Consulting& Training. • Data collection and Analysis - AL-TAWAIL Mgmt. Consulting& Training. • Compliance Awareness Program - Compliance Dept. • Business Process Management - AL-TAWAIL Mgmt. Consulting& Training.
• The Power of Attorney in Banking and Its Cases - The Institute of Banking. • Procedures & Documentation Program - Mayadin. • Project Management - CSTC. • Advance program for branch staff.