ACCOUNTANT/COMPLIANCE OFFICER
GLOBAL EXCHANGE
Total des années d'expérience :12 years, 5 Mois
Presently working as the AML- Compliance Officer of Global Exchange, Abu Dhabi.
Carrying out the compliance function of the organization to ensure the day today functions are adhering to the UAE governmental regulations and law.
Administration of compliance monitoring and compliance on-boarding functions including KYC and CDD.
Conducting enhanced due diligence investigations in support of global standard policies, procedures and tools, aimed at meeting internal and external regulatory requirements.
Conducting searches, gathering data and recording evidence from internal systems, the
Internet, commercial databases and inquires with business or Compliance contacts within the organisation.
Assist in identifying systemic procedural weaknesses and additional training requirements for the Institution.
Good understanding on various compliance regulations policies and procedure such as Anti- Money laundering rules, Bank Secrecy and Fair Credit Act.
Conduct researches and implement and manages the areas of finance regulations and law, financial policies and procedures, consumer protection and public interest.
Good knowledge in Finance house activities handling and functioning in UAE.
Practical and working knowledge in various financial institutional applications like World Check, WYNYARD, SYMEX, OFAC Analyzer etc.
Obtain documentary proof of suspicious transactions and ensure effective record keeping of suspicious transaction identified and reported to the CBUAE.
Extracting daily remittance report from company SYMEX and uploading the report to CBUAE server.
Keeping the Board, senior management and the staff up to date on Money Laundering and Terrorism Financing risks specific to the reporting entity and changes and developments relating to AML & CTF.
Responsible for completing local AML risk analysis on a regular basis or as required.
Receive Internal Suspicious Transaction Reports (ISTR) from branches, investigate and report and filing of Suspicious Transaction Report (STR) to CBUAE, if required.
To take reasonable steps to establish and maintain adequate arrangements for awareness and training of employees including supervising the training of agents and sub agents if any.
Providing periodical training to the entire staffs of the organisation on AML KYC Compliance.
Experienced in handling book keeping, maintaining ledgers, credit control, and account statements.
Pre-screen & process of applications of cards & PIL as per credit policy criteria.
Calculate average balances of personal & companies account statement for evaluation of their financial position.
Co-ordinate internal policy and operational issues with the Credit Department.
Great experience of phonic vigilance.
Discussion with CIU on wrong return cases at pre-screening end.
Proficient in using TCSS