Compliance and AML Officer
الخير كابيتال
مجموع سنوات الخبرة :16 years, 3 أشهر
AML, Compliance and Market Surveillance
Research information (general) about the local stock market.
• Interview clients to assess their requirements.
• Buying/selling for clients.
• Review client portfolios.
Working in ANB Investment as Processor, Mutual Funds Operations form 01/07/2013 -
14/07/2014.
• Working with administrative functions within the department including scanning, mail
sorting, couriers, filing, and batch retrieval.
• Reversing trades and collecting losses.
• Keying and rejecting (if necessary) all financial and non-financial transactions across all
lines of business.
• Reconciliation, trade corrections and quality check functions within the department.
• Working with Client Services to resolve client inquiries.
Working in ANB Investment as Local Broker
• Working with administrative functions within the department including scanning, mail sorting, couriers, filing, and batch retrieval.
• Reversing trades and collecting losses.
• Keying and rejecting (if necessary) all financial and non-financial transactions across all lines of business.
• Reconciliation, trade corrections and quality check functions within the department.
• Working with Client Services to resolve client inquiries.
• Providing investment advice and recommendations
• Monitoring UK and foreign stock market performance
• Purchasing new share issues
• Interpreting financial reports
• Administering and evaluating clients' investment holdings
• Marketing themselves to potential clients.
• Educate clients regarding the range of applicable investment options available to them
• Determine the risk tolerance of clients
• Develop personally tailored investment solutions for clients
• Follow through on the investment actions approved by clients
• Maintain proper documentation of investment actions taken on behalf of clients
• Maintain an up-to-date knowledge of investment products
• Provide financial guidance to clients
• Consult directly with clients
• Monitor financial markets and investment performance
• Issue client documents
• Build client and financial services networks
Helping customers.
• Answering questions regarding the bank’s products and services.
• Troubleshooting problems.
• Researching and solving issues.
• Learning sales techniques.
• Inputting customer and bank data.
• Training other bank employees.
• Contacting customers.
• Managing access to the bank vault.
• Processing payments and monitoring the finances held at the bank.
Diploma in banking operations from Institutes of public administrations IPA(2006 -2007)